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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ANTHONY JOEL GONZALES

Advisor at POTOMAC

Austin, TX | BETHESDA, MD

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Search this name across graphsid dfx:ria:e1e28f44-9958-65f5-45b2-3c7570947a80

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: POTOMAC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 11, 2000
First registration: Oct 14, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4168988

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Potomac	Asset manager	Jun 28, 2024	n/a	yes	Austin, TX\|BETHESDA, MD	Current employment
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Jan 17, 2023	Jun 24, 2024	no	Austin, TX\|OMAHA, NE	Previous registration
ORION PORTFOLIO SOLUTIONS, LLC	Former SEC adviser	Jan 19, 2022	Jan 6, 2023	no	Austin, TX\|OMAHA, NE	Previous registration
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Oct 16, 2020	Dec 31, 2021	no	Austin, TX\|OMAHA, NE	Previous registration
BRINKER CAPITAL INC	Former SEC adviser	Jan 10, 2018	Oct 16, 2020	no	Austin, TX\|BERWYN, PA\|Austin, TX	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Mar 30, 2017	Jan 12, 2018	no	WEST CHESTER, PA\|SARASOTA, FL\|AUSTIN, TX	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Sep 25, 2015	Nov 17, 2016	no	West Chester, PA\|CONCORD, CA	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Oct 14, 2005	Sep 15, 2015	no	DENVER, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORION PORTFOLIO SOLUTIONS, LLC	Potomac	Jun 24, 2024	Jun 28, 2024	4	Firm change	Other
ORION PORTFOLIO SOLUTIONS, LLC	ORION PORTFOLIO SOLUTIONS, LLC	Jan 6, 2023	Jan 17, 2023	11	Bulk transfer	RIA to ibd
ORION PORTFOLIO SOLUTIONS, LLC	ORION PORTFOLIO SOLUTIONS, LLC	Dec 31, 2021	Jan 19, 2022	19	Bulk transfer	Ibd to RIA
BRINKER CAPITAL INC	ORION PORTFOLIO SOLUTIONS, LLC	Oct 16, 2020	Oct 16, 2020	0	Bulk transfer	Ibd to ibd
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	BRINKER CAPITAL INC	Jan 12, 2018	Jan 10, 2018	-2	Firm change	Other
ASSETMARK, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Nov 17, 2016	Mar 30, 2017	133	Firm change	Other
CURIAN CAPITAL, LLC	ASSETMARK, INC.	Sep 15, 2015	Sep 25, 2015	10	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
120270:109018:CO:2015-09-15	Sep 15, 2015	Sep 25, 2015	DENVER, CO	Firm change

Relationships

Registered with (7)

→ POTOMACRegistered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jan 17, 2023 to Jun 24, 2024factForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jan 19, 2022 to Jan 6, 2023factForm ADV
→ BRINKER CAPITAL INCRegistered adviserregistration: previous registration
Jan 10, 2018 to Oct 16, 2020factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Mar 30, 2017 to Jan 12, 2018factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Sep 25, 2015 to Nov 17, 2016factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Oct 14, 2005 to Sep 15, 2015factForm ADV

Dated events

Occurred
Jun 24, 2024
Advisor changed firm
Anthony Joel Gonzales left Orion Portfolio Solutions, Llc for Potomac (registered 2024-06-28)
Form ADVobserved 6 days ago