DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | ALLENTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 18, 2026 | n/a | yes | ST. LOUIS, MO|ALLENTOWN, PA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 18, 2026 | n/a | yes | ALLENTOWN, PA|ST. LOUIS, MO | Current employment |
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Asset manager | Apr 20, 2020 | Jun 10, 2025 | no | PHILADELPHIA, PA|Doylestown, PA | Previous registration |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Former SEC adviser | Feb 26, 2016 | Apr 20, 2020 | no | PHILADELPHIA, PA | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jan 5, 2009 | Feb 25, 2016 | no | ARLINGTON, VA|King of Prussia, PA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jul 10, 2007 | Dec 3, 2007 | no | JENKINTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | WELLS FARGO ADVISORS | Jun 10, 2025 | Mar 18, 2026 | 281 | Firm change | Other |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Apr 20, 2020 | Apr 20, 2020 | 0 | Bulk transfer | Other |
| E*TRADE CAPITAL MANAGEMENT, LLC | DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Feb 25, 2016 | Feb 26, 2016 | 1 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | E*TRADE CAPITAL MANAGEMENT, LLC | Dec 3, 2007 | Jan 5, 2009 | 399 | Firm change | Other |