DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John W Mcauley

Robert W. Baird & Co. Incorporatedmixed wealthCharlotte, Ncdual registrantIAPD 3188892

Feed of 09/14/2026

Also filed as John W Mcauley III

At current firm

0 y

since Jul 13, 2026

In the industry

26 y

since Apr 17, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Robert W. Baird & Co. Incorporated mixed wealth current
since Jul 13, 2026 · Charlotte, Nc
Sterling Capital Management LLC other
Apr 16, 2013 to Jul 15, 2026 · Charlotte, Nc
Oak Associates Ltd asset manager
Nov 5, 2010 to Sep 16, 2011 · Akron, Oh
William Blair & Company L.L.C. BD affiliated
Oct 19, 2005 to Dec 11, 2008 · Chicago, Il
Bofa Advisors, LLC former
Apr 12, 2005 to Sep 20, 2005 · Boston, Ma
Columbia Management Advisors, Inc. unclassified
Aug 30, 2004 to Apr 12, 2005 · Boston, Ma
Banc Of America Investment Services, Inc. unclassified
Nov 18, 2003 to Sep 2, 2004 · Raleigh, Nc
Bacap Distributors, LLC unclassified
Jan 1, 2003 to Aug 18, 2003 · Charlotte, Nc
Stephens BD affiliated
Aug 28, 2001 to Jan 1, 2003 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Sterling Capital Management LLC to Robert W. Baird & Co. Incorporated
left Jul 15, 2026, registered Jul 13, 2026 (-2 days) · Other
Oak Associates Ltd to Sterling Capital Management LLC
left Sep 16, 2011, registered Apr 16, 2013 (578 days) · Other
William Blair & Company L.L.C. to Oak Associates Ltd
left Dec 11, 2008, registered Nov 5, 2010 (694 days) · Other
Bofa Advisors, LLC to William Blair & Company L.L.C.
left Sep 20, 2005, registered Oct 19, 2005 (29 days) · Other
Columbia Management Advisors, Inc. to Bofa Advisors, LLC
left Apr 12, 2005, registered Apr 12, 2005 (0 days) · Other
Banc Of America Investment Services, Inc. to Columbia Management Advisors, Inc.
left Sep 2, 2004, registered Aug 30, 2004 (-3 days) · Other
Bacap Distributors, LLC to Banc Of America Investment Services, Inc.
left Aug 18, 2003, registered Nov 18, 2003 (92 days) · Other
Stephens to Bacap Distributors, LLC
left Jan 1, 2003, registered Jan 1, 2003 (0 days) · Other

Signals

John W Mcauley left Sterling Capital Management Llc for Robert W. Baird & Co. Incorporated (registered 2026-07-13)
Jul 15, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address