DFX Intelligence
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Reading the graph
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Advisor at W••••• F•••••••• C•••••••
CHICO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••• F•••••••• C••••••• | State registered | Apr 9, 2025 | n/a | yes | CHICO, CA | Current employment |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Sep 9, 2009 | Dec 2, 2011 | no | GRANTS PASS, OR|RANCHO CORDOVA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• H• G••••• I••• | C••••• A•••••• N••••••• L•• | Mar 31, 2015 | Sep 9, 2009 | -2,029 | Firm change after gap | Other |
| C••••• A•••••• N••••••• L•• | W••••• F•••••••• C••••••• | Dec 2, 2011 | Apr 9, 2025 |
| T•• H• G••••• I••• | Former SEC adviser | Aug 24, 2009 | Mar 31, 2015 | no | PORTLAND, OR | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 16, 2000 | Aug 11, 2009 | no | FOLSOM, CA|FOLSOM, CA | Previous registration |
| 4,877 |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | T•• H• G••••• I••• | Aug 11, 2009 | Aug 24, 2009 | 13 | Firm change | Other |