RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••• W•••••
- W••••• F•••••••• C••••••• state registered currentsince Apr 9, 2025 · Chico, Ca
- C••••• A•••••• N••••••• L•• formerSep 9, 2009 to Dec 2, 2011 · Grants Pass, Or
- T•• H• G••••• I••• formerAug 24, 2009 to Mar 31, 2015 · Portland, Or
- A••••••••• F•••••••• S•••••••• L•• national BDMay 16, 2000 to Aug 11, 2009 · Folsom, Ca
- T•• H• G••••• I••• to C••••• A•••••• N••••••• L••left Mar 31, 2015, registered Sep 9, 2009 (-2029 days) · Other
- C••••• A•••••• N••••••• L•• to W••••• F•••••••• C•••••••left Dec 2, 2011, registered Apr 9, 2025 (4877 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to T•• H• G••••• I•••left Aug 11, 2009, registered Aug 24, 2009 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address