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K•••• D•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

K•••• D•••••• H•••••

Advisor at W•••• F•••• A•••••••

ALLENTOWN, PA

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Search this name across graphsid dfx:ria:e21dad10-6760-c49a-6d4a-509cb904e3d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 27, 2026	n/a	yes	ALLENTOWN, PA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 16, 2016	Jan 28, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W•••• F•••• A•••••••	Jan 28, 2026	Jan 27, 2026	-1	Firm change	Ibd to wirehouse
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Sep 28, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:11025:PA:2026-01-28	Jan 28, 2026	Jan 27, 2026	BREINIGSVILLE, PA	Firm change
6413:6363:PA:2016-09-28	Sep 28, 2016	Sep 16, 2016	ALLENTOWN, PA	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2016 to Jan 28, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 25, 2008 to Sep 28, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jan 28, 2026
Advisor changed firm
K•••• D•••••• H••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e21dad10-6760-c49a-6d4a-509cb904e3d0
First observed: Dec 13, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.