RIA Intelligence

• W•••• F•••• A••••••• wirehouse current
  since Jan 27, 2026 · Allentown, Pa
• A••••••••• F•••••••• S•••••••• L•• national BD
  Sep 16, 2016 to Jan 28, 2026 · Bedminster, Nj
• L•• F•••••••• L•• BD affiliated
  Jun 25, 2008 to Sep 28, 2016 · Allentown, Pa
• W•••• F•••• A••••••• wirehouse
  Dec 13, 2004 to Jul 1, 2008 · Allentown, Pa

• A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
  left Jan 28, 2026, registered Jan 27, 2026 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Sep 28, 2016, registered Sep 16, 2016 (-12 days) · Other · moved with a team
• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Jul 1, 2008, registered Jun 25, 2008 (-6 days) · Other

• K•••• D•••••• H••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-27)
  Jan 28, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address