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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

MICHAEL MARK REEVES

Advisor at LPL FINANCIAL LLC

WOODSTOCK, GA | JOHNSON CITY, TN | CUMMING, GA

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Search this name across graphsid dfx:ria:e2ad9bca-717b-ff6e-5722-b77c80a2530c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 21, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 13, 1995
First registration: Nov 21, 2001
Dual registered: yes, broker-dealer
Other names: Mike Reeves
IAPD individual key: 2274657

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 21, 2025	n/a	yes	JOHNSON CITY, TN\|WOODSTOCK, GA\|CUMMING, GA	Current employment
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Nov 12, 2024	Aug 21, 2025	no	Woodstock, GA\|JOHNSON CITY, TN\|Cumming, GA\|Woodstock, GA	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Jan 11, 2023	Nov 7, 2024	no	Atlanta, GA	Previous registration
MORNINGSTAR INVESTMENT SERVICES LLC	Former SEC adviser	Jun 6, 2008	Dec 14, 2022	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CANTON, GA	Previous registration
OLD MUTUAL CAPITAL	Former SEC adviser	Oct 9, 2007	May 23, 2008	no	DENVER, CO	Previous registration
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Apr 6, 2005	Aug 8, 2007	no	SAN FRANCISCO, CA\|MENOMONEE FALLS, WI	Previous registration
Stephens	Bd affiliated wealth	Nov 21, 2001	Mar 31, 2005	no	LITTLE ROCK , AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST HORIZON ADVISORS, INC	LPL FINANCIAL LLC	Aug 21, 2025	Aug 21, 2025	0	Bulk transfer	RIA to ibd
FIRST CITIZENS INVESTOR SERVICES, INC.	FIRST HORIZON ADVISORS, INC	Nov 7, 2024	Nov 12, 2024	5	Firm change	Ibd to RIA
MORNINGSTAR INVESTMENT SERVICES LLC	FIRST CITIZENS INVESTOR SERVICES, INC.	Dec 14, 2022	Jan 11, 2023	28	Firm change	RIA to ibd
OLD MUTUAL CAPITAL	MORNINGSTAR INVESTMENT SERVICES LLC	May 23, 2008	Jun 6, 2008	14	Firm change	Other
ALLSPRING FUNDS MANAGEMENT, LLC	OLD MUTUAL CAPITAL	Aug 8, 2007	Oct 9, 2007	62	Firm change	Other
Stephens	ALLSPRING FUNDS MANAGEMENT, LLC	Mar 31, 2005	Apr 6, 2005	6	Firm change	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Nov 12, 2024 to Aug 21, 2025factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Jan 11, 2023 to Nov 7, 2024factForm ADV
→ MORNINGSTAR INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 6, 2008 to Dec 14, 2022factForm ADV
→ OLD MUTUAL CAPITALRegistered adviserregistration: previous registration
Oct 9, 2007 to May 23, 2008factForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 6, 2005 to Aug 8, 2007factForm ADV
→ STEPHENSRegistered adviserregistration: previous registration
Nov 21, 2001 to Mar 31, 2005factForm ADV

Dated events

Occurred
Nov 7, 2024
Advisor changed firm
Michael Mark Reeves left First Citizens Investor Services, Inc. for First Horizon Advisors, Inc (registered 2024-11-12)
Form ADVobserved 4 days ago
Occurred
Dec 14, 2022
Advisor changed firm
Michael Mark Reeves left Morningstar Investment Services Llc for First Citizens Investor Services, Inc. (registered 2023-01-11)
Form ADVobserved 4 days ago