DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Mark Reeves

LPL Financial LLCBD affiliatedWoodstock, Ga dual registrantIAPD 2274657

Feed of 09/15/2026

Also filed as Mike Reeves

At current firm

1 y

since Aug 21, 2025

In the industry

30 y

since Nov 13, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 21, 2025 · Johnson City, Tn
First Horizon Advisors, Inc former
Nov 12, 2024 to Aug 21, 2025 · Woodstock, Ga
First Citizens Investor Services, Inc. BD affiliated
Jan 11, 2023 to Nov 7, 2024 · Atlanta, Ga
Morningstar Investment Services LLC former
Jun 6, 2008 to Dec 14, 2022 · Chicago, Il
Old Mutual Capital former
Oct 9, 2007 to May 23, 2008 · Denver, Co
Allspring Funds Management, LLC asset manager
Apr 6, 2005 to Aug 8, 2007 · San Francisco, Ca
Stephens BD affiliated
Nov 21, 2001 to Mar 31, 2005 · Little Rock , Ar

Moves

a registration end followed by a registration begin elsewhere

First Horizon Advisors, Inc to LPL Financial LLC
left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
First Citizens Investor Services, Inc. to First Horizon Advisors, Inc
left Nov 7, 2024, registered Nov 12, 2024 (5 days) · Affiliated broker-dealer or bank to independent RIA
Morningstar Investment Services LLC to First Citizens Investor Services, Inc.
left Dec 14, 2022, registered Jan 11, 2023 (28 days) · RIA to affiliated broker-dealer or bank
Old Mutual Capital to Morningstar Investment Services LLC
left May 23, 2008, registered Jun 6, 2008 (14 days) · Other
Allspring Funds Management, LLC to Old Mutual Capital
left Aug 8, 2007, registered Oct 9, 2007 (62 days) · Other
Stephens to Allspring Funds Management, LLC
left Mar 31, 2005, registered Apr 6, 2005 (6 days) · Other

Signals

Michael Mark Reeves left First Citizens Investor Services, Inc. for First Horizon Advisors, Inc (registered 2024-11-12)
Nov 7, 2024 · Advisor changed firm · fact
Michael Mark Reeves left Morningstar Investment Services Llc for First Citizens Investor Services, Inc. (registered 2023-01-11)
Dec 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address