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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

GREGORY MICHAEL GROMEK

Advisor at PEAK WEALTH SOLUTIONS

PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:e30da9ff-c078-bf6c-60d4-260aea509ebe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEAK WEALTH SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 16, 2004
First registration: Mar 20, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4348887

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEAK WEALTH SOLUTIONS	Independent wealth	Aug 12, 2016	n/a	yes	PEPPER PIKE, OH	Current employment
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Nov 19, 2013	Jul 29, 2016	no	PEPPER PIKE, OH\|MORRISTOWN, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 18, 2013	Aug 11, 2016	no	PEPPER PIKE, OH\|MORRISTOWN, NJ\|HIGHLAND HEIGHTS, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 20, 2001	Nov 19, 2013	no	CLEVELAND, OH\|Westlake, OH\|PEPPER PIKE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PRIVATE ADVISOR GROUP, LLC	Aug 11, 2016	Nov 19, 2013	-996	Firm change after gap	Other
PRIVATE ADVISOR GROUP, LLC	PEAK WEALTH SOLUTIONS	Jul 29, 2016	Aug 12, 2016	14	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Nov 19, 2013	Nov 18, 2013	-1	Firm change	Other

Relationships

Registered with (4)

→ PEAK WEALTH SOLUTIONSRegistered adviserregistration: current employment
Aug 12, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 18, 2013 to Aug 11, 2016factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Nov 19, 2013 to Jul 29, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 20, 2001 to Nov 19, 2013factForm ADV

Dated events

No dated event names this entity yet.