C•••••• D• C•••

Advisor at E•••••••• W••••• M•••••••••

Cottonwood Heights, UT | SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e33ab899-0d29-6014-f677-a3930ccebb1c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 27, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• W••••• M•••••••••	Independent wealth	Jul 11, 2025	n/a	yes	Cottonwood Heights, UT\|SEATTLE, WA	Current employment
S••••••••• W•••••• L••	Independent wealth	Dec 5, 2024	Jul 9, 2025	no	LEHI, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W•••••• L••	E•••••••• W••••• M•••••••••	Jul 9, 2025	Jul 11, 2025	2	Firm change	RIA to RIA
A••••••••• L•••	S••••••••• W•••••• L••	Dec 13, 2024	Dec 5, 2024

Relationships

Registered with (6)

→ E•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 11, 2025 to presentfactForm ADV
→ S••••••••• W•••••• L••Registered adviserregistration: previous registration
Dec 5, 2024 to Jul 9, 2025factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Jun 16, 2021 to Dec 13, 2024factForm ADV
→ Z•••• C•••••• A•••••••• I•••

Dated events

Occurred
Jul 9, 2025
Advisor changed firm
C•••••• D• C••• left S••••••••• W•••••• L•• for E•••••••• W••••• M••••••••• (registered 2025-07-11)
Form ADVobserved 7 days ago
Occurred
Dec 13, 2024
Advisor changed firm
C•••••• D• C••• left A••••••••• L••• for S••••••••• W•••••• L•• (registered 2024-12-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e33ab899-0d29-6014-f677-a3930ccebb1c
First observed: Nov 27, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.