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RIA / WealthAdvisor27 years in industry

ROBERT JAMES DOUGLASS

Advisor at DOUGLASS FINANCIAL GROUP

CONIFER, CO | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:e33caeda-a0ad-17e1-d50b-8c8570cd063b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DOUGLASS FINANCIAL GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Feb 2, 1999
First registration: Sep 26, 2001
Dual registered: no
Other names: BOB DOUGLASS|ROBERT JAMES DOUGLAS
IAPD individual key: 2289123

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DOUGLASS FINANCIAL GROUP	State registered	Jan 1, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|CONIFER, CO	Current employment
DOUGLASS FINANCIAL GROUP	State registered	Sep 6, 2013	Sep 6, 2013	no	GREENWOOD VILLAGE, CO	Previous registration
WEALTH MANAGEMENT	Mixed wealth	Oct 7, 2011	Apr 14, 2014	no	NORFOLK, NE	Previous registration
SUNSET FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 8, 2011	Sep 2, 2011	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Feb 24, 2011	Aug 11, 2011	no	GREENWOOD VILLAGE, CO	Previous registration
WALNUT STREET ADVISERS INC	n/a	Nov 23, 2001	Oct 6, 2005	no	AURORA, CO	Previous registration
HFG ADVISORS	Former SEC adviser	Sep 26, 2001	Jan 6, 2011	no	GREENWOOD VILLAGE, CO\|AURORA, CO\|GREENWOOD VILLAGE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH MANAGEMENT	DOUGLASS FINANCIAL GROUP	Apr 14, 2014	Sep 6, 2013	-220	Firm change after gap	Other
SUNSET FINANCIAL SERVICES, INC.	WEALTH MANAGEMENT	Sep 2, 2011	Oct 7, 2011	35	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	SUNSET FINANCIAL SERVICES, INC.	Aug 11, 2011	Aug 8, 2011	-3	Firm change	Other
HFG ADVISORS	WALNUT STREET ADVISERS INC	Jan 6, 2011	Nov 23, 2001	-3,331	Firm change after gap	Other
WALNUT STREET ADVISERS INC	SECURITIES AMERICA ADVISORS, INC.	Oct 6, 2005	Feb 24, 2011	1,967	Firm change after gap	Other

Relationships

Registered with (6)

→ DOUGLASS FINANCIAL GROUPRegistered adviserregistration: previous registration
Sep 6, 2013 to Sep 6, 2013factForm ADV
→ WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 7, 2011 to Apr 14, 2014factForm ADV
→ SUNSET FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 8, 2011 to Sep 2, 2011factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Feb 24, 2011 to Aug 11, 2011factForm ADV
→ HFG ADVISORSRegistered adviserregistration: previous registration
Sep 26, 2001 to Jan 6, 2011factForm ADV
→ WALNUT STREET ADVISERS INCRegistered adviserregistration: previous registration
Nov 23, 2001 to Oct 6, 2005factForm ADV

Dated events

No dated event names this entity yet.