DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert James Douglass
Feed of 09/15/2026
Also filed as Bob Douglass
At current firm
0 y
since Jan 1, 2026
In the industry
27 y
since Feb 2, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Douglass Financial Group state registered currentsince Jan 1, 2026 · Greenwood Village, Co
- Douglass Financial Group state registeredSep 6, 2013 to Sep 6, 2013 · Greenwood Village, Co
- Wealth Management mixed wealthOct 7, 2011 to Apr 14, 2014 · Norfolk, Ne
- Sunset Financial Services, Inc. formerAug 8, 2011 to Sep 2, 2011 · Greenwood Village, Co
- Securities America Advisors, Inc. formerFeb 24, 2011 to Aug 11, 2011 · Greenwood Village, Co
- Walnut Street Advisers Inc unclassifiedNov 23, 2001 to Oct 6, 2005 · Aurora, Co
- Hfg Advisors formerSep 26, 2001 to Jan 6, 2011 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- Wealth Management to Douglass Financial Groupleft Apr 14, 2014, registered Sep 6, 2013 (-220 days) · Other
- Sunset Financial Services, Inc. to Wealth Managementleft Sep 2, 2011, registered Oct 7, 2011 (35 days) · Other
- Securities America Advisors, Inc. to Sunset Financial Services, Inc.left Aug 11, 2011, registered Aug 8, 2011 (-3 days) · Other
- Hfg Advisors to Walnut Street Advisers Incleft Jan 6, 2011, registered Nov 23, 2001 (-3331 days) · Other
- Walnut Street Advisers Inc to Securities America Advisors, Inc.left Oct 6, 2005, registered Feb 24, 2011 (1967 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address