DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••• I••••••••• A•••••••• I•••
MCDONOUGH, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• I••••••••• A•••••••• I••• | Independent wealth | Sep 5, 2017 | n/a | yes | MCDONOUGH, GA | Current employment |
| A••••••• A••••••• S••••••• | Former SEC adviser | Nov 18, 2004 | Jul 29, 2016 | no | MEMPHIS, TN|COVINGTON, GA|LINCOLN, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• A••••••• S••••••• | C••• I••••••••• A•••••••• I••• | Jul 29, 2016 | Sep 5, 2017 | 403 | Firm change after gap | Other |
| V••• F•••••••• A•••••••• I••• | A••••••• A••••••• S••••••• | Jul 2, 2004 | Nov 18, 2004 |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Sep 25, 2003 | Jul 2, 2004 | no | CONYERS, GA | Previous registration |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 29, 2003 | Oct 17, 2003 | no | CONYERS, GA | Previous registration |
| 139 |
| Firm change |
| Other |
| W••••••• F•••••••• S•••••••• I••• | V••• F•••••••• A•••••••• I••• | Oct 17, 2003 | Sep 25, 2003 | -22 | Firm change | Other |