RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• B•••• P•••••••
- C••• I••••••••• A•••••••• I••• independent RIA currentsince Sep 5, 2017 · Mcdonough, Ga
- A••••••• A••••••• S••••••• formerNov 18, 2004 to Jul 29, 2016 · Memphis, Tn
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 25, 2003 to Jul 2, 2004 · Conyers, Ga
- W••••••• F•••••••• S•••••••• I••• formerJan 29, 2003 to Oct 17, 2003 · Conyers, Ga
- A••••••• A••••••• S••••••• to C••• I••••••••• A•••••••• I•••left Jul 29, 2016, registered Sep 5, 2017 (403 days) · Other
- V••• F•••••••• A•••••••• I••• to A••••••• A••••••• S•••••••left Jul 2, 2004, registered Nov 18, 2004 (139 days) · Other
- W••••••• F•••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Oct 17, 2003, registered Sep 25, 2003 (-22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address