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RIA / WealthAdvisorCertified Financial Planner32 years in industry

CAROLYN LAROCCO

Advisor at LCP INSTITUTIONAL, LLC

ATLANTA, GA

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Search this name across graphsid dfx:ria:cae04a9c-ff98-15f5-cc61-41cd684d00c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LCP INSTITUTIONAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 4, 1994
First registration: Jan 1, 2001
Dual registered: no
IAPD individual key: 1720792

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LCP INSTITUTIONAL, LLC	Independent wealth	Mar 2, 2026	n/a	yes	ATLANTA, GA	Current employment
LCP INSTITUTIONAL, LLC	Independent wealth	Apr 6, 2023	Dec 31, 2025	no	ATLANTA, GA	Previous registration
CARDEA CAPITAL GROUP, INC.	Former SEC adviser	May 10, 2021	May 3, 2023	no	ATLANTA, GA	Previous registration
CARDEA CAPITAL ADVISORS, LLC	Independent wealth	May 10, 2021	May 4, 2023	no	VERO BEACH, FL	Previous registration
BISON WEALTH, LLC	Former SEC adviser	Dec 18, 2015	Sep 1, 2021	no	ATLANTA, GA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Sep 11, 2015	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Jan 1, 2001	Feb 13, 2013	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CARDEA CAPITAL ADVISORS, LLC	LCP INSTITUTIONAL, LLC	May 4, 2023	Apr 6, 2023	-28	Firm change	RIA to RIA
CARDEA CAPITAL GROUP, INC.	CARDEA CAPITAL ADVISORS, LLC	May 3, 2023	May 10, 2021	-723	Channel change	RIA to RIA
BISON WEALTH, LLC	CARDEA CAPITAL GROUP, INC.	Sep 1, 2021	May 10, 2021	-114	Firm change after gap	RIA to RIA
RAYMOND JAMES & ASSOCIATES, INC.	BISON WEALTH, LLC	Sep 11, 2015	Dec 18, 2015	98	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other

Relationships

Registered with (6)

→ LCP INSTITUTIONAL, LLCRegistered adviserregistration: previous registration
Apr 6, 2023 to Dec 31, 2025factForm ADV
→ CARDEA CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 10, 2021 to May 4, 2023factForm ADV
→ CARDEA CAPITAL GROUP, INC.Registered adviserregistration: previous registration
May 10, 2021 to May 3, 2023factForm ADV
→ BISON WEALTH, LLCRegistered adviserregistration: previous registration
Dec 18, 2015 to Sep 1, 2021factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Sep 11, 2015factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Jan 1, 2001 to Feb 13, 2013factForm ADV

Dated events

Occurred
May 4, 2023
Advisor changed firm
Carolyn Larocco left Cardea Capital Advisors, Llc for Lcp Institutional, Llc (registered 2023-04-06)
Form ADVobserved 5 days ago