DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lcp Institutional, LLC
Latest filing Mar 19, 2026
First filing on the tape Jan 26, 2023 · 16 filings
SEC status approved since Mar 15, 2023
RAUM
$3.2B
reported, Item 5.F
Discretionary
43%
of RAUM
Private clients
56%
$1.8B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$794M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$3.2B as of Mar 19, 2026
Mar 21, 2024$1.8B then
HNW client RAUM$1.7B as of Mar 19, 2026
Mar 21, 2024$610M then
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Mar 21, 20243 then
Employees (5.A)8 as of Mar 19, 2026
Mar 21, 20246 then
Private funds: no history
RAUM +57% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $794MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $33.8MderivedHNW RAUM over HNW clients
- Average account
- $8.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 43%derivedof RAUM
- Institutional
- 44%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +57%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +35%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B53%
- Charitable organizations$1.4B44%
- Individuals$71.8M2.3%
- Individual clients
- 69reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- 14reported
- Accounts
- 395reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.56 fund_share=0.0 institutional_share=0.44 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Richard AmbroselliCertified Financial Planner | Atlanta, Ga | Feb 16, 2026 | 19 y | 7 |
| Carolyn LaroccoCertified Financial Planner | Atlanta, Ga | Mar 2, 2026 | 32 y | 6 |
| Christopher Shawn Wilson | Atlanta, Ga | Mar 3, 2026 | 26 y | 5 |
| Zachary Lane SamplesCertified Financial Planner | Atlanta, Ga | May 27, 2026 | 11 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Zachery James Meynard to J.P. Morgan Securities LLCNov 4, 2024 · RIA to wirehouse
- James G Breaux to J.P. Morgan Securities LLCJun 12, 2023 · RIA to wirehouse
Joined, latest
- Zachary Lane Samples from Rockefeller Capital ManagementMay 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Christopher Shawn Wilson from Atlanta Consulting Group Advisors, LLCMar 3, 2026 · RIA to RIA
- Charles Richard Ambroselli from Merit Financial AdvisorsDec 22, 2025 · RIA to RIA
- Carolyn Larocco from Cardea Capital Advisors, LLCApr 6, 2023 · RIA to RIA
- James G Breaux from Cardea Capital Group, Inc.Mar 16, 2023 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carolyn Larocco · Chief Executive Officercontrolsince 01/2023 · owns 75% or more
- Bourke Jacqueline Lowe · Chief Operating Officercontrolsince 07/2025 · owns less than 5%
- Yvette Deborah Smith · Chief Financial Officercontrolsince 03/2023 · owns less than 5%
- Scott Jonathan Hurd · Chief Compliance Officersince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 4 | 4 | 0 | ||
| Diamondhead, Ms | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 19, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $2,017,279,733 to $3,176,574,790, advisors 2 to 3, private clients 88 to 119, offices 0 to 0 (2025-04-15 to 2026-03-19)peers: independent wealth managers, $1B to $5B (1,360)
- unusually large average HNW clientStatic outlier · filing Mar 19, 2026HNW RAUM per HNW client of $33,834,140 against a peer median of $3,645,749 (1308 comparable advisers, 98.0th percentile, 15.0 robust deviations)peers: independent wealth managers, $1B to $5B (1,308) · 98% percentile
- very high RAUM per advisorStatic outlier · filing Mar 19, 2026RAUM per registered advisor of $794,143,698 against a peer median of $146,413,945 (1221 comparable advisers, 98.0th percentile, 6.5 robust deviations)peers: independent wealth managers, $1B to $5B (1,221) · 98% percentile
- client mix shiftChange between filings · filing Mar 19, 2026private-client share of RAUM moved from 35.0% to 56.0% between the annual amendments of 2025-04-15 and 2026-03-19peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 19, 2026LOWE, JACQUELINE, BOURKE (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2023-03-06 and 2026-03-19peers: independent wealth managers, $1B to $5B (1,360)
- discretionary share shiftChange between filings · filing Mar 19, 2026discretionary share of RAUM moved from 13.0% to 43.0% between the annual amendments of 2025-04-15 and 2026-03-19peers: independent wealth managers, $1B to $5B (1,360)
- HNW share shiftChange between filings · filing Mar 19, 2026HNW share of RAUM moved from 33.0% to 53.0% between the annual amendments of 2025-04-15 and 2026-03-19peers: independent wealth managers, $1B to $5B (1,360)
- institutional asset share shiftChange between filings · filing Mar 19, 2026institutional share of RAUM moved from 65.0% to 44.0% between the annual amendments of 2025-04-15 and 2026-03-19peers: independent wealth managers, $1B to $5B (1,360)
- RAUM up 50 %Change between filings · filing Mar 19, 2026RAUM (Item 5.F) moved from $2,017,279,733 to $3,176,574,790 (+57.0%) between the annual amendments of 2025-04-15 and 2026-03-19; the peer median change was +17.0% (1297 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 448 to 395Feb 13, 2026 to Mar 19, 2026
- Advisory employees · 3 to 4Feb 13, 2026 to Mar 19, 2026
- BD registered reps · 0 to 1Feb 13, 2026 to Mar 19, 2026
- HNW clients · 33 to 50Feb 13, 2026 to Mar 19, 2026
- Individual clients · 55 to 69Feb 13, 2026 to Mar 19, 2026
- Employees · 7 to 8Feb 13, 2026 to Mar 19, 2026
- Insurance-licensed employees · 0 to 1Feb 13, 2026 to Mar 19, 2026
- State-registered IARs · 2 to 3Feb 13, 2026 to Mar 19, 2026
- Discretionary RAUM · $272M to $1.4BFeb 13, 2026 to Mar 19, 2026
- HNW RAUM · $674M to $1.7BFeb 13, 2026 to Mar 19, 2026
- Individual RAUM · $32.0M to $71.8MFeb 13, 2026 to Mar 19, 2026
- Non-discretionary RAUM · $1.7B to $1.8BFeb 13, 2026 to Mar 19, 2026
- RAUM · $2.0B to $3.2BFeb 13, 2026 to Mar 19, 2026
- Financial planning clients · 0 to 0Apr 15, 2025 to Oct 20, 2025
- Accounts · 385 to 448Nov 4, 2024 to Apr 15, 2025
- Advisory employees · 5 to 3Nov 4, 2024 to Apr 15, 2025
- Charity clients · 15 to 14Nov 4, 2024 to Apr 15, 2025
- HNW clients · 30 to 33Nov 4, 2024 to Apr 15, 2025
- Individual clients · 34 to 55Nov 4, 2024 to Apr 15, 2025
- Employees · 6 to 7Nov 4, 2024 to Apr 15, 2025
- State-registered IARs · 3 to 2Nov 4, 2024 to Apr 15, 2025
- Discretionary RAUM · $218M to $272MNov 4, 2024 to Apr 15, 2025
- HNW RAUM · $610M to $674MNov 4, 2024 to Apr 15, 2025
- Individual RAUM · $12.3M to $32.0MNov 4, 2024 to Apr 15, 2025
- Non-discretionary RAUM · $1.6B to $1.7BNov 4, 2024 to Apr 15, 2025
- RAUM · $1.8B to $2.0BNov 4, 2024 to Apr 15, 2025
- Related adviser · true to falseNov 4, 2024 to Apr 15, 2025
- Other offices · 1 to 0Jun 5, 2024 to Nov 4, 2024
- Other offices · 0 to 1Mar 22, 2024 to Jun 5, 2024
- Accounts · 76 to 385Sep 14, 2023 to Mar 21, 2024
- Charity clients · 14 to 15Sep 14, 2023 to Mar 21, 2024
- HNW clients · 29 to 30Sep 14, 2023 to Mar 21, 2024
- Individual clients · 33 to 34Sep 14, 2023 to Mar 21, 2024
- State-registered IARs · 2 to 3Sep 14, 2023 to Mar 21, 2024
- Discretionary RAUM · $227M to $218MSep 14, 2023 to Mar 21, 2024
- HNW RAUM · $949M to $610MSep 14, 2023 to Mar 21, 2024
- Individual RAUM · $26.7M to $12.3MSep 14, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $1.9B to $1.6BSep 14, 2023 to Mar 21, 2024
- RAUM · $2.1B to $1.8BSep 14, 2023 to Mar 21, 2024
- BD registered reps · 1 to 0Aug 1, 2023 to Sep 14, 2023
Signals
6 dated events
- Lcp Institutional, Llc reported RAUM $3.2B, up 57% from $2.0B (2026-02-13 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- Zachery James Meynard left Lcp Institutional, Llc for J.P. Morgan Securities Llc (registered 2024-11-20)Nov 4, 2024 · Advisor changed firm · fact
- James G Breaux left Lcp Institutional, Llc for J.P. Morgan Securities Llc (registered 2023-06-27)Jun 12, 2023 · Advisor changed firm · fact
- Yvette Deborah Smith (Chief Financial Officer) appeared on Schedule A of Lcp Institutional, LlcMar 6, 2023 · Control person joined · fact
- R Kenneth Jackson (Chief Operating Officer) no longer on Schedule A of Lcp Institutional, Llc (listed 2023-01-26, absent 2023-02-08)Feb 8, 2023 · Control person left · inference
- Lcp Institutional, Llc filed its initial SEC registration (Form ADV)Jan 26, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@lcpi.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 470-326-7920reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/lcpinstitutionalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- lcpi.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 470-326-7920reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- lcpi.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- lcpi.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $794Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026