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RIA / WealthAdvisorChartered Financial Analyst30 years in industry

CHITRA RAGHAVAN STALEY

Advisor at TPW FINANCE LLC

MOUNTAIN VIEW, CA

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Search this name across graphsid dfx:ria:e36f5dba-db61-1975-f758-6d2e5ef0ddc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TPW FINANCE LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65
First exam: Aug 16, 1996
First registration: Jan 1, 2001
Dual registered: no
Other names: CHITRA RAGHAVAN
IAPD individual key: 727441

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TPW FINANCE LLC	State registered	Jan 17, 2025	n/a	yes	MOUNTAIN VIEW, CA	Current employment
BEACON POINTE WEALTH ADVISORS, LLC	Former SEC adviser	Jan 4, 2016	Apr 27, 2020	no	WALTHAM, MA\|NEWPORT BEACH, CA	Previous registration
BEACON POINTE ADVISORS, LLC	Independent wealth	Jan 4, 2016	Jul 8, 2021	no	WALTHAM, MA\|NEWPORT BEACH, CA	Previous registration
TPW FINANCIAL	Former SEC adviser	Sep 23, 2004	Nov 30, 2015	no	NEWTON, MA	Previous registration
MINTZ LEVIN FINANCIAL ADVISORS LLC	Former SEC adviser	Jan 1, 2001	Oct 29, 2004	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON POINTE ADVISORS, LLC	TPW FINANCE LLC	Jul 8, 2021	Jan 17, 2025	1,289	Firm change after gap	RIA to state RIA
BEACON POINTE WEALTH ADVISORS, LLC	BEACON POINTE ADVISORS, LLC	Apr 27, 2020	Jan 4, 2016	-1,575	Bulk transfer	Other
TPW FINANCIAL	BEACON POINTE WEALTH ADVISORS, LLC	Nov 30, 2015	Jan 4, 2016	35	Firm change	Other
MINTZ LEVIN FINANCIAL ADVISORS LLC	TPW FINANCIAL	Oct 29, 2004	Sep 23, 2004	-36	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132797:151328:MA:2015-11-30	Nov 30, 2015	Jan 4, 2016	NEWTON, MA	Firm change

Relationships

Registered with (5)

→ TPW FINANCE LLCRegistered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 4, 2016 to Jul 8, 2021factForm ADV
→ BEACON POINTE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 4, 2016 to Apr 27, 2020factForm ADV
→ TPW FINANCIALRegistered adviserregistration: previous registration
Sep 23, 2004 to Nov 30, 2015factForm ADV
→ MINTZ LEVIN FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Jan 1, 2001 to Oct 29, 2004factForm ADV

Dated events

No dated event names this entity yet.