RIA Intelligence

• T•• F•••••• L•• state registered current
  since Jan 17, 2025 · Mountain View, Ca
• B••••• P••••• A•••••••• L•• independent RIA
  Jan 4, 2016 to Jul 8, 2021 · Waltham, Ma
• B••••• P••••• W••••• A•••••••• L•• former
  Jan 4, 2016 to Apr 27, 2020 · Waltham, Ma
• T•• F•••••••• former
  Sep 23, 2004 to Nov 30, 2015 · Newton, Ma
• M•••• L•••• F•••••••• A••••••• L•• former
  Jan 1, 2001 to Oct 29, 2004 · Boston, Ma

• B••••• P••••• A•••••••• L•• to T•• F•••••• L••
  left Jul 8, 2021, registered Jan 17, 2025 (1289 days) · RIA to a state-registered adviser
• B••••• P••••• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••
  left Apr 27, 2020, registered Jan 4, 2016 (-1575 days) · corporate re-registration, not a move
• T•• F•••••••• to B••••• P••••• W••••• A•••••••• L••
  left Nov 30, 2015, registered Jan 4, 2016 (35 days) · Other · moved with a team
• M•••• L•••• F•••••••• A••••••• L•• to T•• F••••••••
  left Oct 29, 2004, registered Sep 23, 2004 (-36 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address