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RIA / WealthAdvisor37 years in industry

DANIA FITZGERALD TANGUIS

Advisor at ETHOS FINANCIAL GROUP, LLC

Baton Rouge, LA | KING OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:e3b0a731-68de-fa86-d64e-2b0397293ac7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ETHOS FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Mar 17, 1989
First registration: Jan 21, 2005
Dual registered: no
Other names: DANIA FITZGERALD TANGUIS|DANIA ELIZABETH FITZGERALD
IAPD individual key: 1817705

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ETHOS FINANCIAL GROUP, LLC	Independent wealth	Aug 30, 2022	n/a	yes	KING OF PRUSSIA, PA\|Baton Rouge, LA	Current employment
ALMANACK INVESTMENT PARTNERS	Independent wealth	Jul 6, 2018	Aug 26, 2022	no	BATON ROUGE, LA\|NEWTOWN SQUARE, PA	Previous registration
PETERS WEALTH ADVISORS LLC	Former SEC adviser	Oct 8, 2014	Jul 9, 2018	no	BATON ROUGE, LA	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Nov 9, 2011	Mar 21, 2014	no	BATON ROUGE, LA	Previous registration
STANFORD GROUP COMPANY	n/a	Feb 11, 2008	Mar 26, 2009	no	BATON ROUGE, LA	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Apr 5, 2006	Feb 15, 2008	no	BATON ROUGE, LA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 21, 2005	Feb 5, 2008	no	BATON ROUGE, LA\|BATON ROUGE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALMANACK INVESTMENT PARTNERS	ETHOS FINANCIAL GROUP, LLC	Aug 26, 2022	Aug 30, 2022	4	Firm change	RIA to new firm
PETERS WEALTH ADVISORS LLC	ALMANACK INVESTMENT PARTNERS	Jul 9, 2018	Jul 6, 2018	-3	Firm change	RIA to RIA
STERNE AGEE ASSET MANAGEMENT, INC.	PETERS WEALTH ADVISORS LLC	Mar 21, 2014	Oct 8, 2014	201	Firm change	Other
STANFORD GROUP COMPANY	STERNE AGEE ASSET MANAGEMENT, INC.	Mar 26, 2009	Nov 9, 2011	958	Firm change after gap	Other
RAYMOND J. LUCIA COMPANIES, INC.	STANFORD GROUP COMPANY	Feb 15, 2008	Feb 11, 2008	-4	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	RAYMOND J. LUCIA COMPANIES, INC.	Feb 5, 2008	Apr 5, 2006	-671	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282428:321748:PA:2022-08-26	Aug 26, 2022	Aug 30, 2022	NEWTOWN SQUARE, PA	Firm change

Relationships

Registered with (7)

→ ETHOS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Aug 30, 2022 to presentfactForm ADV
→ ALMANACK INVESTMENT PARTNERSRegistered adviserregistration: previous registration
Jul 6, 2018 to Aug 26, 2022factForm ADV
→ PETERS WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Oct 8, 2014 to Jul 9, 2018factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 9, 2011 to Mar 21, 2014factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Feb 11, 2008 to Mar 26, 2009factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Apr 5, 2006 to Feb 15, 2008factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 21, 2005 to Feb 5, 2008factForm ADV

Dated events

Occurred
Aug 26, 2022
Advisor changed firm
Dania Fitzgerald Tanguis left Almanack Investment Partners for Ethos Financial Group, Llc (registered 2022-08-30)
Form ADVobserved 4 days ago