RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• F••••••••• T••••••
- E•••• F•••••••• G••••• L•• independent RIA currentsince Aug 30, 2022 · King Of Prussia, Pa
- A••••••• I••••••••• P••••••• independent RIAJul 6, 2018 to Aug 26, 2022 · Baton Rouge, La
- P••••• W••••• A••••••• L•• formerOct 8, 2014 to Jul 9, 2018 · Baton Rouge, La
- S••••• A••• A•••• M••••••••• I••• formerNov 9, 2011 to Mar 21, 2014 · Baton Rouge, La
- S••••••• G•••• C•••••• unclassifiedFeb 11, 2008 to Mar 26, 2009 · Baton Rouge, La
- R•••••• J• L•••• C••••••••• I••• unclassifiedApr 5, 2006 to Feb 15, 2008 · Baton Rouge, La
- S••••••••• A•••••• A•••••••• I••• formerJan 21, 2005 to Feb 5, 2008 · Baton Rouge, La
- A••••••• I••••••••• P••••••• to E•••• F•••••••• G••••• L••left Aug 26, 2022, registered Aug 30, 2022 (4 days) · RIA to a newly registered adviser · moved with a team
- P••••• W••••• A••••••• L•• to A••••••• I••••••••• P•••••••left Jul 9, 2018, registered Jul 6, 2018 (-3 days) · RIA to RIA
- S••••• A••• A•••• M••••••••• I••• to P••••• W••••• A••••••• L••left Mar 21, 2014, registered Oct 8, 2014 (201 days) · Other
- S••••••• G•••• C•••••• to S••••• A••• A•••• M••••••••• I•••left Mar 26, 2009, registered Nov 9, 2011 (958 days) · Other
- R•••••• J• L•••• C••••••••• I••• to S••••••• G•••• C••••••left Feb 15, 2008, registered Feb 11, 2008 (-4 days) · Other
- S••••••••• A•••••• A•••••••• I••• to R•••••• J• L•••• C••••••••• I•••left Feb 5, 2008, registered Apr 5, 2006 (-671 days) · Other
- D•••• F••••••••• T•••••• left A••••••• I••••••••• P••••••• for E•••• F•••••••• G••••• L•• (registered 2022-08-30)Aug 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address