DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FACET
Austin, TX | WEST PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Facet | Independent wealth | Jun 22, 2026 | n/a | yes | Austin, TX|WEST PALM BEACH, FL | Current employment |
| SUMMIT FINANCIAL, LLC | Bd affiliated wealth | Feb 12, 2026 | May 1, 2026 | no | AUSTIN, TX | Previous registration |
| Fruitful | Independent wealth | Sep 22, 2025 | Nov 3, 2025 | no | NEW YORK, NY|Austin, TX | Previous registration |
| CRESSET ASSET MANAGEMENT, LLC | Independent wealth | Jun 1, 2021 | May 20, 2025 | no | Reston, VA|CHICAGO, IL|Austin, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 23, 2017 | May 4, 2021 | no | RESTON, VA | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Dec 14, 2016 | Oct 17, 2017 | no | RESTON, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL, LLC | Facet | May 1, 2026 | Jun 22, 2026 | 52 | Firm change | Ibd to RIA |
| Fruitful | SUMMIT FINANCIAL, LLC | Nov 3, 2025 | Feb 12, 2026 | 101 | Firm change | RIA to ibd |
| CRESSET ASSET MANAGEMENT, LLC | Fruitful | May 20, 2025 | Sep 22, 2025 | 125 | Firm change | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | CRESSET ASSET MANAGEMENT, LLC | May 4, 2021 | Jun 1, 2021 | 28 | Firm change | Ibd to RIA |
| ROBERT W. BAIRD & CO. INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 17, 2017 | Oct 23, 2017 | 6 | Firm change | Other |