DFX Intelligence

S••••• C••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

S••••• C••• P••••

Advisor at R••••••• A•••••••• L••

Pittsburgh, PA | SOMERVILLE, NJ

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Search this name across graphsid dfx:ria:e3c73204-42b6-5322-4261-c701c884df9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 21, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 1, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• A•••••••• L••	Other adviser	Feb 18, 2025	n/a	yes	Pittsburgh, PA\|SOMERVILLE, NJ	Current employment
L••• S••••• A•••••••• L••	Former SEC adviser	Mar 15, 2019	Oct 13, 2025	no	Pittsburgh, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• S••••• A•••••••• L••	R••••••• A•••••••• L••	Oct 13, 2025	Feb 18, 2025	-237	Firm change after gap	Other
B•• I••••••••• M••••••••• I•••	L••• S••••• A•••••••• L••	Mar 15, 2019	Mar 15, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
167610:173760:PA:2025-10-13	Oct 13, 2025	Feb 18, 2025	PITTSBURGH, PA	Firm change after gap
131186:17058:PA:2016-12-31	Dec 31, 2016	Aug 26, 2016	PITTSBURGH, PA	Firm change after gap

Relationships

Registered with (5)

→ R••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 18, 2025 to presentfactForm ADV
→ L••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 15, 2019 to Oct 13, 2025factForm ADV
→ B•• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 26, 2016 to Mar 15, 2019factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Oct 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3c73204-42b6-5322-4261-c701c884df9d
First observed: Feb 21, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.