DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Garden State Investment Advisory Services, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 27, 2014 · 24 filings
SEC status approved since Apr 23, 2014
RAUM
$674M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
97%
$655M individuals and HNW
Advisors
33
registered through the firm on IAPD
RAUM per advisor
$20.4M
derived; firm RAUM over IAPD count
Employees
32
29 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$674M as of Mar 31, 2026
Mar 31, 2015$136M then
HNW client RAUM$313M as of Mar 31, 2026
Mar 29, 2018$49.0M then
State-registered IARs (5.B.3)29 as of Mar 31, 2026
Mar 31, 201527 then
Employees (5.A)32 as of Mar 31, 2026
Mar 31, 201527 then
Private funds: no history
RAUM +20% over the last fiscal year+12% a year over threeIARs 32 to 29
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $20.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $274,353derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- -9.4%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +19%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $674MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$342M51%
- High-net-worth individuals$313M46%
- Corporations and businesses$11.5M1.7%
- Pension and profit-sharing plans$7.6M1.1%
- Individual clients
- 2,341reported
- HNW clients
- 151reported
- Pension plan clients
- 13reported
- Charitable clients
- 0reported
- Accounts
- 2,456reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=29.0derived
Advisors registered through the firm
33 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin John Derosa | Red Bank, Nj | Apr 12, 2005 | 33 y | 0 |
| Scott Henry SariCertified Financial Planner | Red Bank, Nj | Apr 12, 2005 | 34 y | 0 |
| Gregory A GalloPersonal Financial Specialist | Red Bank, Nj | Feb 28, 2007 | 30 y | 0 |
| Michael John Buonacquista | Red Bank, Nj | Feb 20, 2008 | 28 y | 0 |
| Donald Charles Madigan | Red Bank, Nj | Sep 8, 2009 | 36 y | 3 |
| Jason Eric Zwibel | Red Bank, Nj | Jun 16, 2010 | 32 y | 1 |
| Steven David Trigili | Red Bank, Nj | Jun 23, 2010 | 34 y | 2 |
| Terry Lee Brodt | Red Bank, Nj | Aug 12, 2010 | 32 y | 5 |
| Nicholas MagistroCertified Financial Planner | Red Bank, Nj | Jul 25, 2012 | 17 y | 0 |
| Raymond Edward AmbrosinoCertified Financial Planner | Red Bank, Nj | Aug 14, 2012 | 35 y | 0 |
| Jeffrey Aknew Wright | Red Bank, Nj | Aug 15, 2012 | 31 y | 1 |
| Anthony Richard JoslinCertified Financial Planner | Red Bank, Nj | Mar 25, 2014 | 33 y | 1 |
| Richard L Going | Red Bank, Nj | May 7, 2014 | 25 y | 5 |
| Joseph Anthony Petrillo | Red Bank, Nj | May 12, 2014 | 20 y | 1 |
| Glenn Ward Leboeuf | Red Bank, Nj | Mar 18, 2015 | 42 y | 2 |
| Sean Michael Olsen | Red Bank, Nj | Jan 13, 2016 | 30 y | 0 |
| Timothy Sean Mceneny | Red Bank, Nj | Feb 2, 2016 | 33 y | 0 |
| Michael Thomas Kuczinski | Millstone Twp, Nj | Mar 12, 2018 | 10 y | 1 |
| Michael Theodore KuczinskiCertified Financial Planner, Chartered Financial Consultant | Red Bank, Nj | Mar 14, 2018 | 33 y | 7 |
| Thomas Charles Matyola | Red Bank, Nj | May 21, 2018 | 16 y | 2 |
| Michael Joseph Azzato | Red Bank, Nj | Oct 1, 2019 | 13 y | 2 |
| John Michael Zara | Red Bank, Nj | Jul 23, 2020 | 29 y | 0 |
| Stephen John Wisk | Red Bank, Nj | Sep 9, 2020 | 37 y | 0 |
| Gregory George Calderaro | Red Bank, Nj | May 19, 2021 | 15 y | 2 |
| Sean Townsend Tudor | Red Bank, Nj | Sep 23, 2021 | 12 y | 0 |
| Nabil Bouab | Red Bank, Nj | Nov 1, 2022 | 25 y | 4 |
| Paul Jacques Stawinski | Red Bank, Nj | Apr 13, 2023 | 29 y | 4 |
| John Turley Banks | Red Bank, Nj | Mar 1, 2024 | 34 y | 0 |
| Jason Enrico Sari | Red Bank, Nj | Jun 24, 2024 | 10 y | 0 |
| Christopher Matthew Puher | Red Bank, Nj | Jan 6, 2026 | 21 y | 1 |
| Brian Dean Hanna | Red Bank, Nj | Mar 12, 2026 | 18 y | 4 |
| Jason Watson | Red Bank, Nj | Jul 1, 2026 | 24 y | 2 |
| Ryan Christopher Hostnik | Red Bank, Nj | Jul 27, 2026 | 10 y | 1 |
Advisor movement
3 left, 4 joined in 12 months
net +1 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 9.1% of current headcount5 left over 36 months
Left, latest
- Daniel Joseph Lombardozzi to Paradigm Wealth Advisory LLCMar 3, 2026 · RIA to RIA
- Baylis Jadamec to MML Investors Services, LLCOct 20, 2025 · RIA to affiliated broker-dealer or bank
- Steven Tyler Frerichs to Hennion & Walsh Asset Management, Inc.Oct 6, 2025 · RIA to affiliated broker-dealer or bank
- Brian Dean Hanna to Fortis Capital Advisors, LLCOct 10, 2024 · RIA to RIA
- Kyle Mcelligott to Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 10, 2023 · RIA to wirehouse
- Stephen B Leitzell to Aan Wealth Advisors LLCJun 23, 2023 · RIA to a state-registered adviser
- Damien R Berube to World Advisory ServicesNov 26, 2021 · RIA to affiliated broker-dealer or bank
- Brian Patrick Heath to Sax Wealth Advisors, LLCSep 1, 2020 · RIA to RIA
- Kevin Noel Dolan to Equitable Advisors, LLCMar 19, 2018 · Other
- Ulderico Conte to Cm Capital PartnersFeb 1, 2018 · Other
- Douglas F Grant to Hornor, Townsend & Kent, LLCFeb 6, 2017 · Other
- Albert Vincent Pette to Primary Asset Management, LLCSep 25, 2015 · Other
- Peter Nwabuokei Meme to Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 28, 2015 · Other
- Craig Richard Margolies to Aegis Capital Corp.Jan 15, 2015 · Other
- Julie Ann Nawrocki to Benjamin F. Edwards & Company, IncorporatedFeb 7, 2014 · Other
Joined, latest
- Ryan Christopher Hostnik from Cetera Investment Advisers LLCJul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jason Watson from Mcadam LLCJul 1, 2026 · RIA to RIA
- Brian Dean Hanna from Fortis Capital Advisors, LLCMar 12, 2026 · RIA to RIA
- Christopher Matthew Puher from Ameriprise Financial Services, LLCJan 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Baylis Jadamec from Esi Financial AdvisorsNov 6, 2024 · RIA to RIA
- Paul Jacques Stawinski from Summit Financial, LLCApr 13, 2023 · Affiliated broker-dealer or bank to independent RIA
- Nabil Bouab from American Portfolios Advisors, IncNov 1, 2022 · Affiliated broker-dealer or bank to independent RIA
- Gregory George Calderaro from Private Advisor Group, LLCMay 19, 2021 · Affiliated broker-dealer or bank to independent RIA
- Michael Joseph Azzato from Allstate Financial Advisors, LLCOct 1, 2019 · Affiliated broker-dealer or bank to independent RIA
- Daniel Joseph Lombardozzi from First Allied Advisory Services, Inc.Apr 12, 2019 · Affiliated broker-dealer or bank to independent RIA
- Stephen B Leitzell from Questar Asset Management, Inc.Nov 14, 2018 · Affiliated broker-dealer or bank to independent RIA
- Thomas Charles Matyola from Jhs Capital Advisors, LLCMay 21, 2018 · Other
- Michael Theodore Kuczinski from H. Beck, Inc.Mar 14, 2018 · Other
- Michael Thomas Kuczinski from H. Beck, Inc.Mar 12, 2018 · Other
- Kevin Noel Dolan from Cri Securities, LLCNov 6, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Raymond Ambrosino · Member/Ownercontrolsince 09/2004 · owns 25% to 50%
- John Kevin Derosa · Member/Ownercontrolsince 09/2004 · owns 25% to 50%
- Lucky Louis Perrotto · Chief Executive Officercontrolsince 09/2004 · owns 25% to 50%
- Henry Scott Sari · Member/Ownercontrolsince 09/2004 · owns 25% to 50%
- Robert Mcmullin · Chief Financial Officersince 03/2017 · owns less than 5%
- David Steven Trigili · Chief Compliance Officersince 04/2010 · owns less than 5%
Related persons
Schedule D 7.A
- Garden State Insurance Agency, Inc.real estaten
- Garden State Securities, Inc.broker-dealerreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Red Bank, Nj · principal | 33 | 4 | 2 | ||
| Millstone Twp, Nj | 2 | 0 | 0 | ||
| Wellington, Fl | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
- Wellington, FL2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 2,122 to 2,456Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 32 to 29Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 31 to 29Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 23 to 26Mar 31, 2025 to Mar 31, 2026
- HNW clients · 112 to 151Mar 31, 2025 to Mar 31, 2026
- Individual clients · 1,976 to 2,341Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 11 to 13Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 32 to 29Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $458M to $524MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $251M to $313MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $294M to $342MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $104M to $150MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $6.3M to $7.6MMar 31, 2025 to Mar 31, 2026
- RAUM · $562M to $674MMar 31, 2025 to Mar 31, 2026
- Accounts · 1,904 to 2,122Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 27 to 32Mar 30, 2024 to Mar 31, 2025
- BD registered reps · 26 to 31Mar 30, 2024 to Mar 31, 2025
- Corporate clients · 0 to 23Mar 30, 2024 to Mar 31, 2025
- HNW clients · 95 to 112Mar 30, 2024 to Mar 31, 2025
- Individual clients · 1,787 to 1,976Mar 30, 2024 to Mar 31, 2025
- Pension plan clients · 22 to 11Mar 30, 2024 to Mar 31, 2025
- Employees · 27 to 32Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Mar 30, 2024 to Mar 31, 2025
- State-registered IARs · 27 to 32Mar 30, 2024 to Mar 31, 2025
- Other offices · 3 to 4Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $343M to $458MMar 30, 2024 to Mar 31, 2025
- HNW RAUM · $183M to $251MMar 30, 2024 to Mar 31, 2025
- Individual RAUM · $256M to $294MMar 30, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $102M to $104MMar 30, 2024 to Mar 31, 2025
- Pension RAUM · $6.3M to $6.3MMar 30, 2024 to Mar 31, 2025
- RAUM · $446M to $562MMar 30, 2024 to Mar 31, 2025
- Accounts · 1,500 to 1,904Mar 31, 2023 to Mar 30, 2024
- Advisory employees · 25 to 27Mar 31, 2023 to Mar 30, 2024
- BD registered reps · 25 to 26Mar 31, 2023 to Mar 30, 2024
- HNW clients · 61 to 95Mar 31, 2023 to Mar 30, 2024
- Individual clients · 1,418 to 1,787Mar 31, 2023 to Mar 30, 2024
- Pension plan clients · 18 to 22Mar 31, 2023 to Mar 30, 2024
- Employees · 25 to 27Mar 31, 2023 to Mar 30, 2024
- State-registered IARs · 25 to 27Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $246M to $343MMar 31, 2023 to Mar 30, 2024
Signals
9 dated events
- Daniel Joseph Lombardozzi left Garden State Investment Advisory Services, Llc for Paradigm Wealth Advisory Llc (registered 2026-02-18)Mar 3, 2026 · Advisor changed firm · fact
- Baylis Jadamec left Garden State Investment Advisory Services, Llc for Mml Investors Services, Llc (registered 2025-11-05)Oct 20, 2025 · Advisor changed firm · fact
- Steven Tyler Frerichs left Garden State Investment Advisory Services, Llc for Hennion & Walsh Asset Management, Inc. (registered 2026-02-03)Oct 6, 2025 · Advisor changed firm · fact
- Garden State Investment Advisory Services, Llc reported RAUM $561.5M, up 26% from $445.6M (2024-03-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Brian Dean Hanna left Garden State Investment Advisory Services, Llc for Fortis Capital Advisors, Llc (registered 2024-10-11)Oct 10, 2024 · Advisor changed firm · fact
- Kyle Mcelligott left Garden State Investment Advisory Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-11-16)Nov 10, 2023 · Advisor changed firm · fact
- Stephen B Leitzell left Garden State Investment Advisory Services, Llc for Aan Wealth Advisors Llc (registered 2025-03-13)Jun 23, 2023 · Advisor changed firm · fact
- Garden State Investment Advisory Services, Llc reported RAUM $408.0M, up 36% from $299.3M (2021-06-14 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Garden State Investment Advisory Services, Llc filed its initial SEC registration (Form ADV)Mar 27, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- mtk@twegllc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- mtkjr@twegllc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 732-786-8415reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 732-786-8416reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- TWEGLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 732-280-6886reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- twegllc.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026