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RIA / WealthAdvisor28 years in industry

PELAYO NICHOLAS GARCIA

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

WHEATON, IL | Weston, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 25, 1997
First registration: Oct 18, 2000
Dual registered: no
Other names: PETER GARCIA|PETER GARCIA|PETE GARCIA|PELAYO N JR GARCIA|Pelayo (Peter) Garcia
IAPD individual key: 2084937

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Aug 30, 2017	n/a	yes	WHEATON, IL\|Weston, FL	Current employment
SECURE INVESTMENT MANAGEMENT, LLC	Independent wealth	Nov 4, 2015	Aug 22, 2017	no	Weston, FL\|TUCSON, AZ	Previous registration
ROBOTIC TRADING ADVISORS, LLC	Former SEC adviser	Dec 20, 2013	Jan 13, 2015	no	WESTON, FL\|SCOTTSDALE, AZ	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Feb 4, 2013	Dec 12, 2013	no	WESTON, FL\|SARASOTA, FL	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Oct 18, 2000	May 1, 2003	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURE INVESTMENT MANAGEMENT, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Aug 22, 2017	Aug 30, 2017	8	Firm change	Other
ROBOTIC TRADING ADVISORS, LLC	SECURE INVESTMENT MANAGEMENT, LLC	Jan 13, 2015	Nov 4, 2015	295	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	ROBOTIC TRADING ADVISORS, LLC	Dec 12, 2013	Dec 20, 2013	8	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	May 1, 2003	Feb 4, 2013	3,567	Firm change after gap	Other

Relationships

Registered with (5)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Aug 30, 2017 to presentfactForm ADV
→ SECURE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 4, 2015 to Aug 22, 2017factForm ADV
→ ROBOTIC TRADING ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 20, 2013 to Jan 13, 2015factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Feb 4, 2013 to Dec 12, 2013factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 18, 2000 to May 1, 2003factForm ADV

Dated events

No dated event names this entity yet.