J••• P• O•••••

Advisor at M••••• S••••••

San Francisco, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e424139c-1c94-5395-d219-a8e7a8c77a50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 18, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Oct 4, 2022	n/a	yes	San Francisco, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Dec 16, 2015	Jul 13, 2021	no	WALNUT CREEK, CA\|MILL VALLEY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Jul 13, 2021	Oct 4, 2022	448	Firm change after gap	Wirehouse to wirehouse
B••••••• C•••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 15, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:CA:2021-07-12	Jul 13, 2021	Oct 4, 2022	MILL VALLEY, CA	Firm change after gap
19714:7691:NY:2015-12-15	Dec 15, 2015	Dec 16, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 16, 2015 to Jul 13, 2021factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Mar 10, 2015 to Dec 15, 2015factForm ADV
→ C••••• S••••• S••••••••• •••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e424139c-1c94-5395-d219-a8e7a8c77a50
First observed: Jan 17, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.