RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- V••••••••• former currentsince Nov 19, 2024 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedNov 12, 2021 to May 19, 2025 · Tampa, Fl
- U•• F•••••••• S••••••• I••• wirehouseDec 9, 2015 to Dec 9, 2021 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedMar 6, 2008 to Dec 18, 2015 · Tampa, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 13, 2006 to Mar 4, 2008 · Fort Lauderdale, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJun 22, 2004 to Oct 24, 2005 · Boca Raton, Fl
- L•• F•••••••• L•• to V•••••••••left May 19, 2025, registered Nov 19, 2024 (-181 days) · Affiliated broker-dealer or bank to independent RIA
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Dec 9, 2021, registered Nov 12, 2021 (-27 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to U•• F•••••••• S••••••• I•••left Dec 18, 2015, registered Dec 9, 2015 (-9 days) · Other
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Mar 4, 2008, registered Mar 6, 2008 (2 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••left Oct 24, 2005, registered Jul 13, 2006 (262 days) · Other
- G•••••• M•••••• D••••• left L•• F•••••••• L•• for Vectorwealth (registered 2024-11-19)May 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address