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RIA / WealthAdvisorCertified Financial Planner18 years in industry

Anna M Apodaca

Advisor at MERCER GLOBAL ADVISORS INC.

ROCKWALL, TX | DENVER, CO

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Search this name across graphsid dfx:ria:e440979e-9d9b-3eea-707d-34479778e14f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Feb 8, 2008
First registration: Oct 29, 2008
Dual registered: no
Other names: ANNA MARIE APODACA
IAPD individual key: 5420891

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Jan 4, 2022	n/a	yes	ROCKWALL, TX\|DENVER, CO	Current employment
LAKE POINT WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 12, 2021	Jun 9, 2022	no	HEATH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Dec 31, 2020	no	St. Louis, MO\|St Louis, MO\|COVINGTON, LA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Jan 11, 2021	no	St Louis, MO\|OMAHA, NE\|Covington, LA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Mar 17, 2016	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 29, 2008	Feb 3, 2015	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 29, 2008	Feb 3, 2015	no	OMAHA, NE\|FORT WORTH, TX\|WestLake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LAKE POINT WEALTH MANAGEMENT, LLC	MERCER GLOBAL ADVISORS INC.	Jun 9, 2022	Jan 4, 2022	-156	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 11, 2021	Feb 27, 2018	-1,049	Channel change	Other
TD AMERITRADE, INC.	LAKE POINT WEALTH MANAGEMENT, LLC	Dec 31, 2020	Apr 12, 2021	102	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 3, 2015	Oct 29, 2008	-2,288	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Feb 3, 2015	Oct 29, 2008	-2,288	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170398:147363:TX:2022-06-09	Jun 9, 2022	Jan 4, 2022	HEATH, TX	Firm change after gap
111514:7870:LA:2021-01-11	Jan 11, 2021	Feb 27, 2018	COVINGTON, LA	Firm change after gap

Relationships

Registered with (5)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Jan 4, 2022 to presentfactForm ADV
→ LAKE POINT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 12, 2021 to Jun 9, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Dec 31, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 17, 2016 to Feb 26, 2018factForm ADV

Dated events

Occurred
Jun 9, 2022
Advisor changed firm
Anna M Apodaca left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2022-01-04)
Form ADVobserved 6 days ago