RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• M• A••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jan 4, 2022 · Rockwall, Tx
- L••• P•••• W••••• M••••••••• L•• formerApr 12, 2021 to Jun 9, 2022 · Heath, Tx
- T• A••••••••• I••• formerFeb 27, 2018 to Dec 31, 2020 · St. Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Jan 11, 2021 · St Louis, Mo
- S•••••••• I••••••••• M••••••••• formerMar 17, 2016 to Feb 26, 2018 · Saint Louis, Mo
- T• A••••••••• I••• formerOct 29, 2008 to Feb 3, 2015 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 29, 2008 to Feb 3, 2015 · Fort Worth, Tx
- L••• P•••• W••••• M••••••••• L•• to M••••• G••••• A••••••• I•••left Jun 9, 2022, registered Jan 4, 2022 (-156 days) · Other · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 11, 2021, registered Feb 27, 2018 (-1049 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to L••• P•••• W••••• M••••••••• L••left Dec 31, 2020, registered Apr 12, 2021 (102 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 3, 2015, registered Oct 29, 2008 (-2288 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 3, 2015, registered Oct 29, 2008 (-2288 days) · channel change inside one enterprise, not a move
- A••• M• A•••••• left L••• P•••• W••••• M••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2022-01-04)Jun 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address