DFX Intelligence

S••• A•••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

S••• A•••••••• H•••••

Advisor at X••• S•••••••

BOZEMAN, MT | Puyallup, WA

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Search this name across graphsid dfx:ria:e47099c2-b71f-1667-b518-307ed0c4bfdf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Feb 13, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••• S•••••••	Independent wealth	Oct 22, 2025	n/a	yes	Puyallup, WA\|BOZEMAN, MT	Current employment
C••••••••• W••••• M••••••••• I•••	Independent wealth	Aug 26, 2024	Dec 16, 2024	no	LOS ANGELES, CA\|Puyallup, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M••••••••• I•••	X••• S•••••••	Dec 16, 2024	Oct 22, 2025	310	Firm change	RIA to RIA
L••	C••••••••• W••••• M••••••••• I•••	Aug 19, 2024	Aug 26, 2024

Relationships

Registered with (5)

→ X••• S•••••••Registered adviserregistration: current employment
Oct 22, 2025 to presentfactForm ADV
→ C••••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 26, 2024 to Dec 16, 2024factForm ADV
→ L••Registered adviserregistration: previous registration
Apr 7, 2023 to Aug 19, 2024factForm ADV
→ H••••• P•••••••• L••Registered adviser

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e47099c2-b71f-1667-b518-307ed0c4bfdf
First observed: Feb 13, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.