DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sean Alexander Hummel

Xypn Sapphireindependent RIABozeman, Mt IA-onlyIAPD 6421716

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Oct 22, 2025

In the industry

11 y

since Nov 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Xypn Sapphire independent RIA current
since Oct 22, 2025 · Puyallup, Wa
Confidence Wealth Management, Inc. independent RIA
Aug 26, 2024 to Dec 16, 2024 · Los Angeles, Ca
Lnw former
Apr 7, 2023 to Aug 19, 2024 · Seattle, Wa
Hummel Planning, LLC unclassified
Oct 8, 2018 to Mar 28, 2023 · East Puyallup, Wa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 13, 2015 to May 19, 2017 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

Confidence Wealth Management, Inc. to Xypn Sapphire
left Dec 16, 2024, registered Oct 22, 2025 (310 days) · RIA to RIA
Lnw to Confidence Wealth Management, Inc.
left Aug 19, 2024, registered Aug 26, 2024 (7 days) · RIA to RIA
Hummel Planning, LLC to Lnw
left Mar 28, 2023, registered Apr 7, 2023 (10 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hummel Planning, LLC
left May 19, 2017, registered Oct 8, 2018 (507 days) · Other

Signals

Sean Alexander Hummel left Confidence Wealth Management, Inc. for Xypn Sapphire (registered 2025-10-22)
Dec 16, 2024 · Advisor changed firm · fact
Sean Alexander Hummel left Lnw for Confidence Wealth Management, Inc. (registered 2024-08-26)
Aug 19, 2024 · Advisor changed firm · fact
Sean Alexander Hummel left Hummel Planning, Llc for Lnw (registered 2023-04-07)
Mar 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address