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Advisor at ALLWORTH FINANCIAL, L.P.
INDIANAPOLIS, IN | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | May 30, 2025 | n/a | yes | INDIANAPOLIS, IN|FOLSOM, CA | Current employment |
| SELLERY PORTFOLIO MANAGEMENT, LLC | Former SEC adviser | Dec 23, 2015 | Mar 17, 2017 | no | INDIANAPOLIS, IN | Previous registration |
| INNOVATIVE PORTFOLIOS LLC | Former SEC adviser | Oct 28, 2015 | Oct 13, 2025 | no | INDIANAPOLIS, IN | Previous registration |
| SALZINGER SHEAFF BROCK, LLC | Former SEC adviser | Oct 28, 2015 | Jun 26, 2025 | no | INDIANAPOLIS, IN | Previous registration |
| SHEAFF BROCK INVESTMENT ADVISORS, LLC | Former SEC adviser | Oct 26, 2000 | Sep 12, 2025 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INNOVATIVE PORTFOLIOS LLC | SELLERY PORTFOLIO MANAGEMENT, LLC | Oct 13, 2025 | Dec 23, 2015 | -3,582 | Firm change after gap | Other |
| SHEAFF BROCK INVESTMENT ADVISORS, LLC | SALZINGER SHEAFF BROCK, LLC | Sep 12, 2025 | Oct 28, 2015 | -3,607 | Firm change after gap | Other |
| SALZINGER SHEAFF BROCK, LLC | INNOVATIVE PORTFOLIOS LLC | Jun 26, 2025 | Oct 28, 2015 | -3,529 | Firm change after gap | Other |
| SELLERY PORTFOLIO MANAGEMENT, LLC | ALLWORTH FINANCIAL, L.P. | Mar 17, 2017 | May 30, 2025 | 2,996 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 118739:139417:IN:2025-09-12 | Sep 12, 2025 | Oct 28, 2015 | INDIANAPOLIS, IN | Firm change after gap |