RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• G•••••••
- A••••••• F••••••••• L••• BD affiliated currentsince May 30, 2025 · Indianapolis, In
- S•••••• P•••••••• M••••••••• L•• formerDec 23, 2015 to Mar 17, 2017 · Indianapolis, In
- S•••••••• S••••• B••••• L•• formerOct 28, 2015 to Jun 26, 2025 · Indianapolis, In
- I••••••••• P••••••••• L•• formerOct 28, 2015 to Oct 13, 2025 · Indianapolis, In
- S••••• B•••• I••••••••• A•••••••• L•• formerOct 26, 2000 to Sep 12, 2025 · Indianapolis, In
- I••••••••• P••••••••• L•• to S•••••• P•••••••• M••••••••• L••left Oct 13, 2025, registered Dec 23, 2015 (-3582 days) · Other
- S••••• B•••• I••••••••• A•••••••• L•• to S•••••••• S••••• B••••• L••left Sep 12, 2025, registered Oct 28, 2015 (-3607 days) · Other · moved with a team
- S•••••••• S••••• B••••• L•• to I••••••••• P••••••••• L••left Jun 26, 2025, registered Oct 28, 2015 (-3529 days) · Other
- S•••••• P•••••••• M••••••••• L•• to A••••••• F••••••••• L•••left Mar 17, 2017, registered May 30, 2025 (2996 days) · Other
- D•••• G••••••• left I••••••••• P••••••••• L•• for S•••••• P•••••••• M••••••••• L•• (registered 2015-12-23)Oct 13, 2025 · Advisor changed firm · fact
- D•••• G••••••• left S••••• B•••• I••••••••• A•••••••• L•• for S•••••••• S••••• B••••• L•• (registered 2015-10-28)Sep 12, 2025 · Advisor changed firm · fact
- D•••• G••••••• left S•••••••• S••••• B••••• L•• for I••••••••• P••••••••• L•• (registered 2015-10-28)Jun 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address