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Advisor at RSG INVESTMENTS LLC
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RSG INVESTMENTS LLC | Independent wealth | Jan 24, 2023 | n/a | yes | OVERLAND PARK, KS | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jan 4, 2017 | Sep 5, 2023 | no | Overland Park, KS|Lee's Summit, MO|Kansas City, MO | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Jan 8, 2016 | Jan 9, 2017 | no | Overland Park, KS|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | RSG INVESTMENTS LLC | Sep 5, 2023 | Jan 24, 2023 | -224 | Firm change after gap | Ibd to RIA |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | AE WEALTH MANAGEMENT, LLC | Jan 9, 2017 | Jan 4, 2017 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282580:323527:MO:2023-09-05 | Sep 5, 2023 | Jan 24, 2023 | KANSAS CITY, MO | Firm change after gap |
| 132070:282580:FL:2016-11-17 | Jan 9, 2017 | Jan 4, 2017 | SARASOTA, FL | Firm change |