DFX Intelligence

R••••• A•••• G••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

R••••• A•••• G••

Advisor at T•• • I••••••••• A•••••••

NEWBURYPORT, MA

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Search this name across graphsid dfx:ria:e4b110d4-651a-58ba-f3f0-f30bfba1ceda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• • I••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 5, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• • I••••••••• A•••••••	Independent wealth	May 22, 2024	n/a	yes	NEWBURYPORT, MA	Current employment
C••••••••• W•••••• L••	Independent wealth	Sep 22, 2022	Dec 31, 2024	no	OVERLAND PARK, KS\|Newburyport, MA\|Newburyport, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	T•• • I••••••••• A•••••••	Dec 31, 2024	May 22, 2024	-223	Firm change after gap	RIA to RIA
A• W••••• M••••••••• L••	C••••••••• W•••••• L••	Aug 17, 2022	Sep 22, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:169045:MA:2016-09-07	Sep 7, 2016	Apr 17, 2015	LYNNFIELD, MA	Firm change after gap

Relationships

Registered with (6)

→ T•• • I••••••••• A•••••••Registered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Sep 22, 2022 to Dec 31, 2024factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 6, 2019 to Aug 17, 2022factForm ADV
→ S•• I••••••••• A•••••••• I•••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e4b110d4-651a-58ba-f3f0-f30bfba1ceda
First observed: Mar 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.