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Advisor at APOLLON FINANCIAL, LLC
MOUNT PLEASANT, SC | DOWNERS DROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APOLLON FINANCIAL, LLC | Independent wealth | Oct 14, 2022 | n/a | yes | DOWNERS DROVE, IL|MOUNT PLEASANT, SC | Current employment |
| HIGHPOINT PLANNING PARTNERS | Independent wealth | Dec 17, 2021 | Oct 27, 2022 | no | Wheaton, IL|DOWNERS GROVE, IL | Previous registration |
| HIGHPOINT ADVISOR GROUP, LLC | Former SEC adviser | Jun 4, 2012 | Dec 31, 2021 | no | DOWNERS GROVE, IL|Downers Grove, IL|DOWNERS GROVE, IL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 19, 2003 | Mar 27, 2013 | no | DOWNERS GROVE, IL|DOWNERS GROVE, IL|DOWNERS GROVE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHPOINT PLANNING PARTNERS | APOLLON FINANCIAL, LLC | Oct 27, 2022 | Oct 14, 2022 | -13 | Firm change | RIA to new firm |
| HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT PLANNING PARTNERS | Dec 31, 2021 | Dec 17, 2021 | -14 | Bulk transfer | RIA to new firm |
| LPL FINANCIAL LLC | HIGHPOINT ADVISOR GROUP, LLC | Mar 27, 2013 | Jun 4, 2012 | -296 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 316636:321217:IL:2022-10-21 | Oct 27, 2022 | Oct 14, 2022 | WHEATON, IL | Firm change |