DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

J•••• T•••••• I••••••••• P•••••••• L••

Independent wealth managerTampa, FloridaCRD 143608SEC 801-67720websiteIAPD
Latest filing Jul 1, 2026
First filing on the tape Mar 30, 2012 · 33 filings
SEC status approved since Apr 18, 2007
RAUM
$2.4B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
70%
$1.7B individuals and HNW
Advisors
37
registered through the firm on IAPD
RAUM per advisor
$66.1M
derived; firm RAUM over IAPD count
Employees
39
36 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$2.4B as of Jul 1, 2026
Mar 30, 2012$302M then
HNW client RAUM$1.4B as of Jul 1, 2026
Mar 26, 2018$545M then
State-registered IARs (5.B.3)36 as of Jul 1, 2026
Mar 30, 20120 then
Employees (5.A)39 as of Jul 1, 2026
Mar 22, 201320 then
Private funds1 as of Jul 1, 2026
Mar 27, 20251 then
RAUM +33% over the last fiscal year+26% a year over threeIARs 33 to 36
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
RAUM per advisor
$66.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
46derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.5MderivedHNW RAUM over HNW clients
Average account
$476,136derivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
12.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+33%derivedbetween the last two annual amendments
Advisor growth, one year
+9.1%derivedItem 5.B.3 between annual amendments
Client growth, one year
+20%derived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$252M, 294 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.4B55%
  • Corporations and businesses$451M18%
  • Individuals$358M15%
  • Pension and profit-sharing plans$236M9.6%
  • Charitable organizations$39.4M1.6%
  • Other investment advisers$5.2M0.2%
  • Pooled investment vehicles$1.5M0.1%
Individual clients
1,313reported
HNW clients
391reported
Pension plan clients
117reported
Charitable clients
10reported
Accounts
5,136reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $422M managedreported
Custody of client assets
$252M for 294 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.7 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
37 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S•••• A••• J••••Tampa, Fl Apr 25, 200740 y1
M•••••• S•••• J••••Tampa, FlApr 25, 200727 y1
L•••• M••••• T••••••Tampa, FlJun 15, 200724 y1
R••••• D•••• B•••Chartered Financial ConsultantTampa, FlJan 3, 200840 y2
R••••• A••••• E••••Tampa, FlJul 15, 200818 y0
F•••• M••••••• D•••••••Tampa, Fl Jul 18, 200833 y1
D••••• M•••••• R•••••••Tampa, FlOct 10, 200829 y1
B•••• D•••• W••••••••Certified Financial PlannerTampa, FlFeb 6, 200918 y0
D•••••• A•• R••••••••Tampa, FlFeb 12, 200945 y0
M••• A••••••••Tampa, FlJun 29, 200918 y0
M•••••• T••• D•••••••Tampa, FlAug 2, 201025 y2
D••••• R••••• T•••••Certified Financial PlannerTampa, FlJan 19, 201226 y2
A•••••• A•• R••••Tampa, FlSep 6, 201315 y1
K••• B•••••• W•••••Tampa, FlMay 22, 201513 y0
G•••••••• T•••••••Certified Financial PlannerTampa, FlMay 25, 201610 y0
P•••• A•••••• E•••••••Tampa, FlDec 23, 201636 y1
G•••••• W•••••Tampa, FlAug 16, 201812 y0
D•••• G••• P•••••••Tampa, FlJun 4, 201924 y3
R•••••• H•••••Certified Financial PlannerTampa, FlJun 17, 202041 y3
M•••••• R•••Tampa, FlSep 25, 202016 y1
B•••• F•••••••• S•••••••••Tampa, FlJan 26, 202142 y2
A••••• S••• T••••••Tampa, FlJun 3, 202116 y0
M•••••• T••••• T••••••Tampa, FlJan 5, 202216 y0
R•••••• A• C•••••••Tampa, Fl Mar 11, 202417 y3
R••• M••••• T••••••Tampa, FlApr 30, 202417 y0
M••••••• M•••• L•••••Tampa, FlAug 26, 202442 y1
C••••••• T•••••••Tampa, FlOct 23, 202412 y0
J••• L•••••Tampa, Fl Jun 30, 202541 y4
J••••••• E••• B•••Henderson, Tx Jul 7, 202534 y3
R••••• V••••• M••Tampa, Fl Jul 23, 202538 y1
J•••••• C• P•••••Tampa, FlNov 24, 202511 y0
A••• M•••••Greensboro, Nc Dec 19, 202511 y0
R••• N•••••Tampa, FlFeb 19, 202610 y0
J••• F••••••• T•••••Tampa, FlMar 26, 202621 y4
S••• M••••••• A•• F•••••Tampa, Fl Jun 10, 202619 y8
E••• S••• P•••••Lombard, Il Jun 17, 202610 y1
R•••• E••••Henderson, Tx Aug 31, 202610 y0
Advisor movement
2 left, 4 joined in 12 months
net +2 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 5.4% of current headcount3 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • A••••••••• M••• · Chief Operating Officer / Partner / Investment Adviser Representative/ Chief Technology Officercontrol
    since 02/2008 · owns less than 5%
  • J••••• S••••• A••• · Managing Partnercontrol
    since 12/2008 · owns 25% to 50%
  • J••••• M••••••• S•••• · Chief Compliance Officercontrol
    since 12/2008 · owns less than 5%
  • T••••••• L••••• M••••• · Presidentcontrol
    since 06/2025 · owns less than 5%
  • T•••••••• G•••••••• · Chief Executive Officercontrol
    since 06/2025 · owns less than 5%
  • D•••••••• M••••••• T••• · Partner / Investment Adviser Representative
    since 05/2010 · owns less than 5%
  • M•••••• V•••••• J••••• · Partner
    since 03/2013 · owns less than 5%
  • P•••••••• D••••• G••• · Partner / Investment Adviser Representative
    since 05/2019 · owns less than 5%
  • W••••••••• B••••• D•••• · Portfolio Manager
    since 10/2016 · owns 5% to 10%
  • W•••••• K•••• B•••••• · Partner / Investment Adviser Representative
    since 05/2016 · owns less than 5%
Entity owners
  • J•••• T•••••• W••••• · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • D•••••• R••••••••
    investment companyy
  • J•••• T•••••• W••••• M•••••••••
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Tampa, Fl · principal3772
Henderson, Tx210
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Jul 1, 2026
    J••••• S••••• A••• (MANAGING PARTNER) left Schedule A between the filings of 2022-03-31 and 2026-07-01
    peers: independent wealth managers, $1B to $5B (1,362)
  • wealth to institutional shiftCombination · filing Mar 24, 2026
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $1,839,648,700 to $2,445,435,755, advisors 33 to 36, private clients 1420 to 1704, offices 2 to 2 (2025-03-27 to 2026-03-24)
    peers: independent wealth managers, $1B to $5B (1,362)
  • client mix shiftChange between filings · filing Mar 24, 2026
    private-client share of RAUM moved from 93.0% to 70.0% between the annual amendments of 2025-03-27 and 2026-03-24
    peers: independent wealth managers, $1B to $5B (1,362)
  • HNW share shiftChange between filings · filing Mar 24, 2026
    HNW share of RAUM moved from 77.0% to 55.0% between the annual amendments of 2025-03-27 and 2026-03-24
    peers: independent wealth managers, $1B to $5B (1,362)
  • institutional asset share shiftChange between filings · filing Mar 24, 2026
    institutional share of RAUM moved from 7.0% to 30.0% between the annual amendments of 2025-03-27 and 2026-03-24
    peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
  • Accounts · 4,235 to 5,136
    Nov 26, 2025 to Mar 24, 2026
  • Advisory employees · 33 to 36
    Nov 26, 2025 to Mar 24, 2026
  • Charity clients · 0 to 10
    Nov 26, 2025 to Mar 24, 2026
  • Corporate clients · 0 to 59
    Nov 26, 2025 to Mar 24, 2026
  • HNW clients · 318 to 391
    Nov 26, 2025 to Mar 24, 2026
  • Individual clients · 1,102 to 1,313
    Nov 26, 2025 to Mar 24, 2026
  • Pension plan clients · 57 to 117
    Nov 26, 2025 to Mar 24, 2026
  • Pooled vehicle clients · 0 to 1
    Nov 26, 2025 to Mar 24, 2026
  • Assets in custody · $128M to $252M
    Nov 26, 2025 to Mar 24, 2026
  • Employees · 47 to 39
    Nov 26, 2025 to Mar 24, 2026
  • State-registered IARs · 33 to 36
    Nov 26, 2025 to Mar 24, 2026
  • Discretionary RAUM · $1.7B to $2.2B
    Nov 26, 2025 to Mar 24, 2026
  • HNW RAUM · $1.4B to $1.4B
    Nov 26, 2025 to Mar 24, 2026
  • Individual RAUM · $287M to $358M
    Nov 26, 2025 to Mar 24, 2026
  • Non-discretionary RAUM · $101M to $198M
    Nov 26, 2025 to Mar 24, 2026
  • Pension RAUM · $119M to $236M
    Nov 26, 2025 to Mar 24, 2026
  • Pooled vehicle RAUM · $0 to $1.5M
    Nov 26, 2025 to Mar 24, 2026
  • RAUM · $1.8B to $2.4B
    Nov 26, 2025 to Mar 24, 2026
  • Wrap assets (manager) · $370M to $422M
    Nov 26, 2025 to Mar 24, 2026
  • Advisory employees · 34 to 33
    Aug 27, 2025 to Nov 26, 2025
  • BD registered reps · 4 to 3
    Aug 27, 2025 to Nov 26, 2025
  • Employees · 34 to 47
    Aug 27, 2025 to Nov 26, 2025
  • Financial planning clients · 0 to 0
    Aug 27, 2025 to Nov 26, 2025
  • Accounts · 1,443 to 4,235
    Sep 13, 2024 to Mar 27, 2025
  • Advisory employees · 27 to 34
    Sep 13, 2024 to Mar 27, 2025
  • Advisory activities · 4 to 6
    Sep 13, 2024 to Mar 27, 2025
  • BD registered reps · 2 to 4
    Sep 13, 2024 to Mar 27, 2025
  • Charity clients · 6 to 0
    Sep 13, 2024 to Mar 27, 2025
  • Corporate clients · 40 to 0
    Sep 13, 2024 to Mar 27, 2025
  • HNW clients · 201 to 318
    Sep 13, 2024 to Mar 27, 2025
  • Individual clients · 981 to 1,102
    Sep 13, 2024 to Mar 27, 2025
  • Pension plan clients · 61 to 57
    Sep 13, 2024 to Mar 27, 2025
  • Assets in custody · unset to 128354221.0
    Sep 13, 2024 to Mar 27, 2025
  • Custody of client assets · false to true
    Sep 13, 2024 to Mar 27, 2025
  • Employees · 30 to 34
    Sep 13, 2024 to Mar 27, 2025
  • State-registered IARs · 25 to 33
    Sep 13, 2024 to Mar 27, 2025
  • Other offices · 0 to 2
    Sep 13, 2024 to Mar 27, 2025
  • Private funds · unset to 1
    Sep 13, 2024 to Mar 27, 2025
  • Discretionary RAUM · $1.4B to $1.7B
    Sep 13, 2024 to Mar 27, 2025
  • HNW RAUM · $516M to $1.4B
    Sep 13, 2024 to Mar 27, 2025
Signals
8 dated events
  • G•••• M•••• P••••••••• left J•••• T•••••• I••••••••• P•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2026-08-12)
    Jul 24, 2026 · Advisor changed firm · fact
  • S••• M••••••• A•• F••••• left J•••• T•••••• I••••••••• P•••••••• L•• for Farther (registered 2026-04-13)
    May 5, 2026 · Advisor changed firm · fact
  • J•••• T•••••• I••••••••• P•••••••• L•• reported RAUM $2.4B, up 33% from $1.8B (2025-11-26 to 2026-03-24)
    Mar 24, 2026 · RAUM change · derived
  • J•••• T•••••• I••••••••• P•••••••• L•• reported RAUM $1.8B, up 25% from $1.5B (2024-09-13 to 2025-03-27)
    Mar 27, 2025 · RAUM change · derived
  • S•••• J••• left J•••• T•••••• I••••••••• P•••••••• L•• for A•••• P•••••• S••••••• L•• (registered 2025-12-24)
    Aug 22, 2024 · Advisor changed firm · fact
  • H••••• J• B••••••• left J•••• T•••••• I••••••••• P•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-07-17)
    Feb 23, 2023 · Advisor changed firm · fact
  • J•••••• D••••• left J•••• T•••••• I••••••••• P•••••••• L•• for L•• F•••••••• L•• (registered 2022-10-27)
    Aug 15, 2022 · Advisor changed firm · fact
  • J•••• T•••••• I••••••••• P•••••••• L•• reported RAUM $1.2B, up 59% from $724.5M (2020-07-02 to 2021-03-31)
    Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Website
jaffetilchininvestments.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
813-963-2500reportedpublic record, Form ADV, Jul 1, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$66.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026