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Advisor at FIRST COMMAND ADVISORY SERVICES
FORT WORTH, TX | Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Jan 21, 2026 | n/a | yes | Las Vegas, NV|FORT WORTH, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 16, 2024 | Jan 13, 2026 | no | LAS VEGAS, NV | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 21, 2022 | Jun 13, 2024 | no | LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|HENDERSON, NV|LAS VEGAS, NV|HENDERSON, NV|NORTH LAS VEGAS, NV|NORTH LAS VEGAS, NV|HENDERSON, NV|LAS VEGAS, NV | Previous registration |
| COPPER FINANCIAL | Independent wealth | Jul 1, 2020 | Sep 9, 2022 | no | Los Angeles, CA|LENEXA, KS|LENEXA, KS|Lenexa, KS | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Oct 16, 2018 | Jun 30, 2020 | no | Los Angeles, CA|SAN DIEGO, CA | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Sep 16, 2016 | Mar 8, 2018 | no | SAINT LOUIS, MO | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Nov 8, 2012 | no | SAN DIEGO, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 17, 2010 | Oct 1, 2012 | no | NATIONAL CITY, CA|SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIRST COMMAND ADVISORY SERVICES | Jan 13, 2026 | Jan 21, 2026 | 8 | Firm change | Wirehouse to ibd |
| LPL FINANCIAL LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 13, 2024 | Sep 16, 2024 | 95 | Firm change | Ibd to wirehouse |
| COPPER FINANCIAL | LPL FINANCIAL LLC | Sep 9, 2022 | Dec 21, 2022 | 103 | Firm change | RIA to RIA |
| CUSO FINANCIAL SERVICES, L.P. | COPPER FINANCIAL | Jun 30, 2020 | Jul 1, 2020 | 1 | Firm change | Ibd to RIA |
| SCOTTRADE INVESTMENT MANAGEMENT | CUSO FINANCIAL SERVICES, L.P. | Mar 8, 2018 | Oct 16, 2018 | 222 | Firm change | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | SCOTTRADE INVESTMENT MANAGEMENT | Nov 8, 2012 | Sep 16, 2016 | 1,408 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42132:168203:CA:2020-06-30 | Jun 30, 2020 | Jul 1, 2020 | SAN DIEGO, CA | Firm change |
| 169988:42132:MO:2018-03-07 | Mar 8, 2018 | Oct 16, 2018 | SAINT LOUIS, MO | Firm change |