DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alfonso Durazo
Feed of 09/14/2026
Also filed as Alfonso Durazo
At current firm
0 y
since Jan 21, 2026
In the industry
25 y
since Jun 18, 2001 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Jan 21, 2026 · Las Vegas, Nv
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 16, 2024 to Jan 13, 2026 · Las Vegas, Nv
- LPL Financial LLC BD affiliatedDec 21, 2022 to Jun 13, 2024 · Las Vegas, Nv
- Copper Financial independent RIAJul 1, 2020 to Sep 9, 2022 · Los Angeles, Ca
- Cuso Financial Services, L.P. formerOct 16, 2018 to Jun 30, 2020 · Los Angeles, Ca
- Scottrade Investment Management formerSep 16, 2016 to Mar 8, 2018 · Saint Louis, Mo
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Nov 8, 2012 · San Diego, Ca
- Chase Investment Services Corp. formerNov 17, 2010 to Oct 1, 2012 · National City, Ca
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to First Command Advisory Servicesleft Jan 13, 2026, registered Jan 21, 2026 (8 days) · Wirehouse to affiliated broker-dealer or bank
- LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 13, 2024, registered Sep 16, 2024 (95 days) · Affiliated broker-dealer or bank to wirehouse
- Copper Financial to LPL Financial LLCleft Sep 9, 2022, registered Dec 21, 2022 (103 days) · RIA to RIA
- Cuso Financial Services, L.P. to Copper Financialleft Jun 30, 2020, registered Jul 1, 2020 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Scottrade Investment Management to Cuso Financial Services, L.P.left Mar 8, 2018, registered Oct 16, 2018 (222 days) · Affiliated broker-dealer or bank to another · moved with a team
- J.P. Morgan Securities LLC to Scottrade Investment Managementleft Nov 8, 2012, registered Sep 16, 2016 (1408 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- Alfonso Durazo left Merrill Lynch, Pierce, Fenner & Smith Incorporated for First Command Advisory Services (registered 2026-01-21)Jan 13, 2026 · Advisor changed firm · fact
- Alfonso Durazo left Lpl Financial Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-09-16)Jun 13, 2024 · Advisor changed firm · fact
- Alfonso Durazo left Copper Financial for Lpl Financial Llc (registered 2022-12-21)Sep 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address