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Advisor at KOVACK ADVISORS, INC.
FT. LAUDERDALE, FL | SUNDERLAND, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Oct 30, 2014 | n/a | yes | SUNDERLAND, MD|FT. LAUDERDALE, FL | Current employment |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Former SEC adviser | Oct 25, 2011 | Dec 31, 2014 | no | SUNDERLAND, MD | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Jan 4, 2010 | Oct 14, 2011 | no | SUNDERLAND, MD | Previous registration |
| MEDALLION ADVISORY SERVICES, LLC | n/a | Jan 1, 2001 | Dec 31, 2009 | no | SUNDERLAND, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | KOVACK ADVISORS, INC. | Dec 31, 2014 | Oct 30, 2014 | -62 | Bulk transfer | Other |
| SSN ADVISORY, INC. | RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Oct 14, 2011 | Oct 25, 2011 | 11 | Firm change | Other |
| MEDALLION ADVISORY SERVICES, LLC | SSN ADVISORY, INC. | Dec 31, 2009 | Jan 4, 2010 | 4 | Firm change | Other |