RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• K•••• D•••••
- K••••• A•••••••• I••• BD affiliated currentsince Oct 30, 2014 · Sunderland, Md
- R••••••• H••••••• I••••••••• A•••••••• I••• formerOct 25, 2011 to Dec 31, 2014 · Sunderland, Md
- S•• A•••••••• I••• formerJan 4, 2010 to Oct 14, 2011 · Sunderland, Md
- M•••••••• A••••••• S•••••••• L•• unclassifiedJan 1, 2001 to Dec 31, 2009 · Sunderland, Md
- R••••••• H••••••• I••••••••• A•••••••• I••• to K••••• A•••••••• I•••left Dec 31, 2014, registered Oct 30, 2014 (-62 days) · corporate re-registration, not a move
- S•• A•••••••• I••• to R••••••• H••••••• I••••••••• A•••••••• I•••left Oct 14, 2011, registered Oct 25, 2011 (11 days) · Other
- M•••••••• A••••••• S•••••••• L•• to S•• A•••••••• I•••left Dec 31, 2009, registered Jan 4, 2010 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address