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RIA / WealthAdvisorCertified Financial Planner16 years in industry

ADAM JAMES HOLLINGER

Advisor at RKL PRIVATE WEALTH

LANCASTER, PA

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Search this name across graphsid dfx:ria:e5b0d64f-f3c8-4efd-80e7-6d802b45d9a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RKL PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 24, 2018
First registration: Jan 25, 2018
Dual registered: no
Other names: Adam James Hollinger|Adam Hollinger
IAPD individual key: 6635121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RKL PRIVATE WEALTH	Independent wealth	Jan 7, 2026	n/a	yes	LANCASTER, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 23, 2018	Jan 5, 2026	no	CAMP HILL, PA\|HARRISBURG, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 5, 2018	Oct 19, 2018	no	Stat college, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 5, 2018	Oct 19, 2018	no	STATE COLLEGE, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 25, 2018	Sep 10, 2018	no	YORK, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	RKL PRIVATE WEALTH	Jan 5, 2026	Jan 7, 2026	2	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Oct 19, 2018	Nov 23, 2018	35	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 19, 2018	Oct 5, 2018	-14	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Sep 10, 2018	Oct 5, 2018	25	Firm change	Other

Relationships

Registered with (5)

→ RKL PRIVATE WEALTHRegistered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 23, 2018 to Jan 5, 2026factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 5, 2018 to Oct 19, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 5, 2018 to Oct 19, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 25, 2018 to Sep 10, 2018factForm ADV

Dated events

Occurred
Jan 5, 2026
Advisor changed firm
Adam James Hollinger left Cetera Investment Advisers Llc for Rkl Private Wealth (registered 2026-01-07)
Form ADVobserved 5 days ago