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R••••• H•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant28 years in industry

R••••• H•••• F•••••

Advisor at B••• R•••• W••••• P•••••••

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:e5efa136-c5b6-b60b-5ebf-a42a959a3bef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• R•••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• R•••• W••••• P•••••••	Independent wealth	Oct 18, 2016	n/a	yes	KNOXVILLE, TN	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Jun 11, 2012	Jul 17, 2017	no	KNOXVILLE, TN\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	B••• R•••• W••••• P•••••••	Jul 17, 2017	Oct 18, 2016	-272	Firm change after gap	Other
K•••• M•••••••••	G••••• F•••••••• P•••••• C••••••• I•••	Jun 4, 2012	Jun 11, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:285347:FL:2017-07-17	Jul 17, 2017	Oct 18, 2016	SARASOTA, FL	Firm change after gap

Relationships

Registered with (4)

→ B••• R•••• W••••• P•••••••Registered adviserregistration: current employment
Oct 18, 2016 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jun 11, 2012 to Jul 17, 2017factForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
Nov 15, 2005 to Jun 4, 2012factForm ADV
→ SPC

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5efa136-c5b6-b60b-5ebf-a42a959a3bef
First observed: Feb 23, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.