DFX Intelligence

R••••• D•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

R••••• D•••••• S•••

Advisor at W••••••••• A••••••• P••••••• L••

MARLTON, NJ | WEST CHESTER, PA

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Search this name across graphsid dfx:ria:e655af62-c12f-27ec-d7cc-9a0366b062ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jun 14, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 18, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jul 2, 2025	n/a	yes	MARLTON, NJ\|WEST CHESTER, PA	Current employment
C•••••• A•••••••	Bd affiliated wealth	Jan 24, 2017	Dec 3, 2024	no	Voorhees, NJ\|Marlton, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• I•••••••••	C•••••• A•••••••	Dec 3, 2024	Jan 24, 2017	-2,870	Firm change after gap	Other
C•••••• A•••••••	W••••••••• A••••••• P••••••• L••	Dec 3, 2024	Jul 2, 2025

Relationships

Registered with (5)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Jan 24, 2017 to Dec 3, 2024factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jan 23, 2017 to Dec 3, 2024factForm ADV
→ M••••• A•••• M••••••••• I•••

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e655af62-c12f-27ec-d7cc-9a0366b062ce
First observed: Jun 14, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.