DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner20 years in industry

Stephen James Cribley

Advisor at OSAIC ADVISORY SERVICES, LLC

Aurora, OH | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6acfd4b-e826-a66a-6d82-18f837dbb4b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 6, 2011
First registration: Feb 15, 2006
Dual registered: no
IAPD individual key: 2803870

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 3, 2026	n/a	yes	Aurora, OH\|ATLANTA, GA	Current employment
BEACON FINANCIAL GROUP, INC.	Former SEC adviser	Feb 28, 2022	Mar 27, 2026	no	AURORA, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Apr 24, 2014	Feb 24, 2022	no	ORANGE VILLAGE, OH	Previous registration
FINANCIAL MANAGEMENT STRATEGIES, INC.	Independent wealth	Oct 1, 2012	Dec 23, 2013	no	BROADVIEW HTS., OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 11, 2011	Aug 28, 2012	no	Westlake, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Feb 15, 2006	Oct 1, 2009	no	ORANGE VILLAGE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON FINANCIAL GROUP, INC.	OSAIC ADVISORY SERVICES, LLC	Mar 27, 2026	Feb 3, 2026	-52	Firm change after gap	RIA to ibd
OSAIC FA, INC.	BEACON FINANCIAL GROUP, INC.	Feb 24, 2022	Feb 28, 2022	4	Firm change	Ibd to new firm
FINANCIAL MANAGEMENT STRATEGIES, INC.	OSAIC FA, INC.	Dec 23, 2013	Apr 24, 2014	122	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FINANCIAL MANAGEMENT STRATEGIES, INC.	Aug 28, 2012	Oct 1, 2012	34	Firm change	Other
OSAIC FA, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 1, 2009	Mar 11, 2011	526	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
317775:171070:OH:2026-03-27	Mar 27, 2026	Feb 3, 2026	AURORA, OH	Firm change after gap
3978:317775:OH:2022-02-22	Feb 24, 2022	Feb 28, 2022	ORANGE VILLAGE, OH	Firm change

Relationships

Registered with (5)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ BEACON FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 28, 2022 to Mar 27, 2026factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Apr 24, 2014 to Feb 24, 2022factForm ADV
→ FINANCIAL MANAGEMENT STRATEGIES, INC.Registered adviserregistration: previous registration
Oct 1, 2012 to Dec 23, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 11, 2011 to Aug 28, 2012factForm ADV

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
Stephen James Cribley left Beacon Financial Group, Inc. for Osaic Advisory Services, Llc (registered 2026-02-03)
Form ADVobserved 5 days ago
Occurred
Feb 24, 2022
Advisor changed firm
Stephen James Cribley left Osaic Fa, Inc. for Beacon Financial Group, Inc. (registered 2022-02-28)
Form ADVobserved 5 days ago