DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephen James Cribley

Osaic Advisory Services, LLCBD affiliatedAurora, Oh IA-onlyIAPD 2803870

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Feb 3, 2026

In the industry

20 y

since Feb 15, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Advisory Services, LLC BD affiliated current
since Feb 3, 2026 · Aurora, Oh
Beacon Financial Group, Inc. former
Feb 28, 2022 to Mar 27, 2026 · Aurora, Oh
Osaic Fa, Inc. former
Apr 24, 2014 to Feb 24, 2022 · Orange Village, Oh
Financial Management Strategies, Inc. independent RIA
Oct 1, 2012 to Dec 23, 2013 · Broadview Hts., Oh
Ameriprise Financial Services, LLC national BD
Mar 11, 2011 to Aug 28, 2012 · Westlake, Oh
Osaic Fa, Inc. former
Feb 15, 2006 to Oct 1, 2009 · Orange Village, Oh

Moves

a registration end followed by a registration begin elsewhere

Beacon Financial Group, Inc. to Osaic Advisory Services, LLC
left Mar 27, 2026, registered Feb 3, 2026 (-52 days) · RIA to affiliated broker-dealer or bank · moved with a team
Osaic Fa, Inc. to Beacon Financial Group, Inc.
left Feb 24, 2022, registered Feb 28, 2022 (4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Financial Management Strategies, Inc. to Osaic Fa, Inc.
left Dec 23, 2013, registered Apr 24, 2014 (122 days) · Other
Ameriprise Financial Services, LLC to Financial Management Strategies, Inc.
left Aug 28, 2012, registered Oct 1, 2012 (34 days) · Other
Osaic Fa, Inc. to Ameriprise Financial Services, LLC
left Oct 1, 2009, registered Mar 11, 2011 (526 days) · Other

Signals

Stephen James Cribley left Beacon Financial Group, Inc. for Osaic Advisory Services, Llc (registered 2026-02-03)
Mar 27, 2026 · Advisor changed firm · fact
Stephen James Cribley left Osaic Fa, Inc. for Beacon Financial Group, Inc. (registered 2022-02-28)
Feb 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address