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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Shane Shirley Bartholomew

Advisor at WESTERN WEALTH MANAGEMENT LLC

Saint George, UT

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Search this name across graphsid dfx:ria:e6cbb520-076a-22e8-bb14-5fad637ac556

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 9, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTERN WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Mar 6, 1997
First registration: Apr 9, 1997
Dual registered: yes, broker-dealer
Other names: Shane shirley Bartholomew|SHANE S BARTHOLOMEW|Shane Bartholomew
IAPD individual key: 2848677

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTERN WEALTH MANAGEMENT LLC	Independent wealth	Jul 6, 2026	n/a	yes	Saint George, UT	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 1, 2019	Jul 2, 2026	no	SAINT GEORGE, UT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 25, 2011	Jun 4, 2012	no	SAINT GEORGE, UT	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 17, 2009	no	ST. GEORGE, UT\|SALT LAKE CITY, UT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	ST. GEORGE, UT\|SALT LAKE CITY, UT	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 9, 1997	Apr 2, 2007	no	ST. GEORGE, UT\|SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WESTERN WEALTH MANAGEMENT LLC	Jul 2, 2026	Jul 6, 2026	4	Firm change	Wirehouse to RIA
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 17, 2009	Apr 25, 2011	647	Firm change after gap	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ WESTERN WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 1, 2019 to Jul 2, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 17, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 9, 1997 to Apr 2, 2007factForm ADV

Dated events

Occurred
Jul 2, 2026
Advisor changed firm
Shane Shirley Bartholomew left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Western Wealth Management Llc (registered 2026-07-06)
Form ADVobserved 6 days ago