RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- W•••••• W••••• M••••••••• L•• independent RIA currentsince Jul 6, 2026 · Saint George, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 1, 2019 to Jul 2, 2026 · Saint George, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 25, 2011 to Jun 4, 2012 · Saint George, Ut
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 17, 2009 · St. George, Ut
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · St. George, Ut
- M••••• S•••••• D• I••• unclassifiedApr 9, 1997 to Apr 2, 2007 · St. George, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• W••••• M••••••••• L••left Jul 2, 2026, registered Jul 6, 2026 (4 days) · Wirehouse to independent RIA
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 17, 2009, registered Apr 25, 2011 (647 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- S•••• S•••••• B••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••••• W••••• M••••••••• L•• (registered 2026-07-06)Jul 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address