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N••••••• I••••• A••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

N••••••• I••••• A••••• W••••••

Advisor at 4• F••••••••

AUSTIN, TX | Fort Wayne, IN

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Search this name across graphsid dfx:ria:e7044e6b-53a6-9757-a51e-6046214fc329

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 21, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 4• F••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
4• F••••••••	Independent wealth	Sep 2, 2026	n/a	yes	AUSTIN, TX\|Fort Wayne, IN	Current employment
C••••• P••••••• L••	Independent wealth	Mar 12, 2024	Aug 1, 2025	no	NEW YORK, NY\|Fort Wayne, IN

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• L••	4• F••••••••	Aug 1, 2025	Sep 2, 2026	397	Firm change	RIA to RIA
C• I••••••••• L••	C••••• P••••••• L••	Sep 7, 2023

Relationships

Registered with (3)

→ 4• F••••••••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: previous registration
Mar 12, 2024 to Aug 1, 2025factForm ADV
→ C• I••••••••• L••Registered adviserregistration: previous registration
Oct 21, 2021 to Sep 7, 2023factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
N••••••• I••••• A••••• W•••••• left C••••• P••••••• L•• for 4• F•••••••• (registered 2026-09-02)
Form ADVobserved 7 days ago
Occurred
Sep 7, 2023
Advisor changed firm
N••••••• I••••• A••••• W•••••• left C• I••••••••• L•• for C••••• P••••••• L•• (registered 2024-03-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7044e6b-53a6-9757-a51e-6046214fc329
First observed: Oct 21, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.