RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• I••••• A••••• W••••••
- 4• F•••••••• independent RIA currentsince Sep 2, 2026 · Austin, Tx
- C••••• P••••••• L•• independent RIAMar 12, 2024 to Aug 1, 2025 · New York, Ny
- C• I••••••••• L•• independent RIAOct 21, 2021 to Sep 7, 2023 · Auburn, In
- C••••• P••••••• L•• to 4• F••••••••left Aug 1, 2025, registered Sep 2, 2026 (397 days) · RIA to RIA
- C• I••••••••• L•• to C••••• P••••••• L••left Sep 7, 2023, registered Mar 12, 2024 (187 days) · RIA to RIA
- N••••••• I••••• A••••• W•••••• left C••••• P••••••• L•• for 4• F•••••••• (registered 2026-09-02)Aug 1, 2025 · Advisor changed firm · fact
- N••••••• I••••• A••••• W•••••• left C• I••••••••• L•• for C••••• P••••••• L•• (registered 2024-03-12)Sep 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address